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Institutional Investment Manager
West Oak Capital, LLC
West Oak Capital, LLC (CIK: 0001387399), located at 2801 Townsgate Road, Suite 112, Westlake Village, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 350 holdings with a total value of $149,266,240.
#
Name
Shares
Value ($)
%
Options
Notes
301 NEW YORK CMNTY BANCORP INC 325 5,171 0.00%
302 ALLIANCEBERNSTEIN GLOBAL HIG 400 5,028 0.00%
303 MARRIOTT INTL INC NEW 57 4,713 0.00%
304 MALLINCKRODT PUB LTD CO 92 4,583 0.00%
305 BRIGGS & STRATTON CORP 200 4,452 0.00%
306 NUVASIVE INC 65 4,378 0.00%
307 GLAXOSMITHKLINE PLC 110 4,236 0.00%
308 CHEMOURS CO 170 3,755 0.00%
309 ADVANSIX INC 163 3,609 0.00%
310 KINDER MORGAN INC DEL 161 3,334 0.00%
311 Blackrock Multi-Sector Income Trust 200 3,296 0.00%
312 Internap Network Services Corp 2,000 3,080 0.00%
313 RED HAT INC 42 2,927 0.00%
314 PRICESMART INC 35 2,923 0.00%
315 RENAISSANCERE HOLDINGS LTD 21 2,861 0.00%
316 PENSKE AUTOMOTIVE GRP INC 53 2,748 0.00%
317 MATTEL INC 94 2,590 0.00%
318 ROCKWELL AUTOMATION INC 18 2,419 0.00%
319 ABERCROMBIE & FITCH CO 200 2,400 0.00%
320 WELLS FARGO & CO NEW 2 2,380 0.00%
321 California Resources Corp 106 2,257 0.00%
322 VECTRUS INC 83 1,980 0.00%
323 OWENS CORNING NEW 37 1,908 0.00%
324 BROADWAY FINL CORP DEL 1,000 1,635 0.00%
325 COCA COLA FEMSA S A B DE C V 25 1,589 0.00%
326 FLOWSERVE CORP 33 1,586 0.00%
327 NORDSTROM INC 33 1,582 0.00%
328 AUTOZONE INC 2 1,580 0.00%
329 CARE CAP PPTYS INC 56 1,400 0.00%
330 TORONTO DOMINION BK ONT 28 1,382 0.00%
331 PIPER JAFFRAY COS 17 1,233 0.00%
332 U.S. Natural Gas Fund 100 934 0.00%
333 STRATTEC SEC CORP 20 806 0.00%
334 Terra Tech Corp 2,270 721 0.00%
335 Wells Fargo & Co New 27 714 0.00%
336 ALLERGAN PLC 3 630 0.00%
337 EXELON CORP 16 568 0.00%
338 Treasury Metals Inc 1,315 565 0.00%
339 HSBC HLDGS PLC 14 563 0.00%
340 EXACT SCIENCES CORP 40 534 0.00%
341 Southern Realty Company 45 383 0.00%
342 Visteon Corp 1 80 0.00%
343 Two Rivers Water & Farming Co 55 32 0.00%
344 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 244 1 0.00%
345 Lehman Bros Holding Inc 1,200 0 0.00%
346 Infacare Pharmaceutical 50,000 0 0.00%
347 BEACON POWER CORP 3,381 0 0.00%
348 Crown Northcorp Inc 22 0 0.00%
349 Pipesaver Technologies 1,500 0 0.00%
350 Above Technologies 120 0 0.00%
Page 7 of 7

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-000263, filed 2017.01.04).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.