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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 692 Institutional holders with a total value of $12,625,389,215.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 8,231,184 1,106,272,000 8.76%
2 Capital World Investors 5,840,000 784,896,000 6.22%
3 STATE STREET CORP 5,673,347 762,494,000 6.04%
4 UBS Group AG 4,788,691 643,600,000 5.10%
5 LAZARD ASSET MANAGEMENT LLC 3,656,466 491,428,000 3.89%
6 BlackRock Institutional Trust Company, N.A. 3,443,703 462,834,000 3.67%
7 Alecta Tjanstepension Omsesidigt 2,793,265 375,415,000 2.97%
8 BlackRock Fund Advisors 2,420,981 325,380,000 2.58%
9 NORTHERN TRUST CORP 1,603,349 215,490,000 1.71%
10 AMERICAN CENTURY COMPANIES INC 1,519,715 204,250,000 1.62%
11 NORGES BANK 1,496,953 201,190,000 1.59%
12 Bank of New York Mellon Corp 1,478,770 198,746,000 1.57%
13 WELLINGTON MANAGEMENT GROUP LLP 1,318,000 177,139,000 1.40%
14 GEODE CAPITAL MANAGEMENT, LLC 1,262,825 169,536,000 1.34%
15 Capital International Investors 1,235,100 165,997,000 1.31%
16 Swedbank 1,229,996 165,311,000 1.31%
17 FIDUCIARY MANAGEMENT INC /WI/ 1,203,105 161,697,000 1.28%
18 DEUTSCHE BANK AG\ 1,169,074 157,121,000 1.24%
19 WELLS FARGO & COMPANY/MN 1,130,693 151,966,000 1.20%
20 BlackRock Group LTD 1,116,561 150,065,000 1.19%
21 HARRIS ASSOCIATES L P 957,413 128,676,000 1.02%
22 PRIMECAP MANAGEMENT CO/CA/ 944,610 126,956,000 1.01%
23 GOLDMAN SACHS GROUP INC 859,350 115,497,000 0.91%
24 VICTORY CAPITAL MANAGEMENT INC 841,517 113,100,000 0.90%
25 BANK OF AMERICA CORP /DE/ 817,170 109,829,000 0.87%
26 Champlain Investment Partners, LLC 760,265 102,180,000 0.81%
27 PGGM Investments 616,750 82,891,000 0.66%
28 BALYASNY ASSET MANAGEMENT L.P. 615,371 82,706,000 0.66%
29 BLACKROCK ADVISORS LLC 602,662 80,997,000 0.64%
30 Legal & General Group Plc 596,008 80,104,000 0.63%
31 CREDIT SUISSE AG/ 581,379 78,139,000 0.62%
32 DZ BANK AG DEUTSCHE ZENTRAL GENOSSENSCHAFTS BANK, FRANKFURT AM MAIN 566,849 76,184,000 0.60%
33 PRUDENTIAL PLC 558,305 75,036,000 0.59%
34 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 555,102 74,606,000 0.59%
35 TIAA CREF INVESTMENT MANAGEMENT LLC 508,547 68,349,000 0.54%
36 Grantham, Mayo, Van Otterloo & Co. LLC 496,402 66,716,000 0.53%
37 Neuberger Berman Group LLC 485,513 65,253,000 0.52%
38 MILLENNIUM MANAGEMENT LLC 485,486 65,249,000 0.52%
39 Clearbridge Investments, LLC 482,272 64,817,000 0.51%
40 OppenheimerFunds, Inc. 470,848 63,282,000 0.50%
41 MORGAN STANLEY 462,082 62,104,000 0.49%
42 MARSHALL WACE, LLP 454,675 61,109,000 0.48%
43 Capital Research Global Investors 450,000 60,480,000 0.48%
44 DIMENSIONAL FUND ADVISORS LP 449,484 60,413,000 0.48%
45 CONGRESS ASSET MANAGEMENT CO 441,302 59,311,000 0.47%
46 GABELLI FUNDS LLC 439,400 59,055,000 0.47%
47 ALLIANCEBERNSTEIN L.P. 425,944 57,247,000 0.45%
48 AQR CAPITAL MANAGEMENT LLC 406,605 54,648,000 0.43%
49 FMR LLC 403,863 54,279,000 0.43%
50 LORD, ABBETT & CO. LLC 388,018 52,150,000 0.41%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.