| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,688,163 | 27,820,000 | 15.52% | ||
| 2 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,363,766 | 22,475,000 | 12.54% | ||
| 3 | MORGAN STANLEY | 1,076,295 | 17,737,000 | 9.89% | ||
| 4 | BESSEMER GROUP INC | 1,026,497 | 16,917,000 | 9.44% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 761,272 | 12,545,000 | 7.00% | ||
| 6 | WELLS FARGO & COMPANY/MN | 751,899 | 12,391,000 | 6.91% | ||
| 7 | EATON VANCE MANAGEMENT | 675,742 | 11,136,000 | 6.21% | ||
| 8 | Invesco Ltd. | 490,688 | 8,087,000 | 4.51% | ||
| 9 | Saba Capital Management, L.P. | 403,031 | 6,642,000 | 3.70% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 272,059 | 4,484,000 | 2.50% | ||
| 11 | KELMAN-LAZAROV, INC. | 196,454 | 3,237,561 | 1.81% | ||
| 12 | FIRST FOUNDATION ADVISORS | 175,858 | 2,898,000 | 1.62% | ||
| 13 | LPL Financial LLC | 172,430 | 2,880,000 | 1.61% | ||
| 14 | Vident Investment Advisory, LLC | 139,680 | 2,299,000 | 1.28% | ||
| 15 | ROYAL BANK OF CANADA | 126,001 | 2,077,000 | 1.16% | ||
| 16 | MILLENNIUM MANAGEMENT LLC | 111,297 | 1,834,000 | 1.02% | ||
| 17 | GUGGENHEIM CAPITAL LLC | 107,654 | 1,774,000 | 0.99% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 104,968 | 1,728,000 | 0.96% | ||
| 19 | CITIGROUP INC | 100,272 | 1,653,000 | 0.92% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 93,494 | 1,541,000 | 0.86% | ||
| 21 | E&G Advisors, LP | 91,236 | 1,504,000 | 0.84% | ||
| 22 | Frontier Wealth Management LLC | 85,830 | 1,414,000 | 0.79% | ||
| 23 | Curi Capital, LLC | 83,405 | 1,375,000 | 0.77% | ||
| 24 | Advisors Asset Management, Inc. | 62,537 | 1,031,000 | 0.58% | ||
| 25 | Edge Wealth Management LLC | 61,463 | 1,014,000 | 0.57% | ||
| 26 | FIRST TRUST ADVISORS LP | 58,509 | 964,000 | 0.54% | ||
| 27 | DOLIVER ADVISORS, LP | 56,515 | 931,000 | 0.52% | ||
| 28 | MSI Financial Services Inc | 56,273 | 927,000 | 0.52% | ||
| 29 | Jaffetilchin Investment Partners, LLC | 50,606 | 834,000 | 0.47% | ||
| 30 | Yorktown Management & Research Co Inc | 45,000 | 742,000 | 0.41% | ||
| 31 | STIFEL FINANCIAL CORP | 38,076 | 628,000 | 0.35% | ||
| 32 | Point View Wealth Management, Inc. | 32,148 | 530,000 | 0.30% | ||
| 33 | Shaker Financial Services, LLC | 31,736 | 523,000 | 0.29% | ||
| 34 | RELATIVE VALUE PARTNERS GROUP, LLC | 30,836 | 508,000 | 0.28% | ||
| 35 | MARINER INVESTMENT GROUP LLC | 21,577 | 356,000 | 0.20% | ||
| 36 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 21,250 | 350,000 | 0.20% | ||
| 37 | BB&T SECURITIES, LLC | 20,128 | 343,000 | 0.19% | ||
| 38 | Aviance Capital Partners, LLC | 19,505 | 321,000 | 0.18% | ||
| 39 | Cetera Advisor Networks LLC | 19,597 | 321,000 | 0.18% | ||
| 40 | BOOTHBAY FUND MANAGEMENT, LLC | 16,000 | 264,000 | 0.15% | ||
| 41 | Stanley-Laman Group, Ltd. | 15,940 | 263,000 | 0.15% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 14,441 | 238,000 | 0.13% | ||
| 43 | LLBH PRIVATE WEALTH MANAGEMENT, LLC | 14,071 | 232,000 | 0.13% | ||
| 44 | Weiss Asset Management LP | 13,563 | 224,000 | 0.12% | ||
| 45 | Alpine Global Management, LLC | 13,463 | 222,000 | 0.12% | ||
| 46 | Bison Wealth, LLC | 11,723 | 193,000 | 0.11% | ||
| 47 | FIDUCIARY GROUP, LLC | 11,652 | 192,000 | 0.11% | ||
| 48 | Capital Investment Advisors, LLC | 11,082 | 183,000 | 0.10% | ||
| 49 | D.A. DAVIDSON & CO. | 9,360 | 154,000 | 0.09% | ||
| 50 | IFP ADVISORS, INC | 6,000 | 99,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
