| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LGL GROUP INC WTS EXP 08/06/18 | 12,000 | 0 | 0.00% | ||
| 2 | GABELLI EQUITY TR INC | 22,623 | 1,000 | 0.00% | ||
| 3 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 61,476 | 2,000 | 0.00% | ||
| 4 | Gevo Inc | 24,270 | 8,000 | 0.00% | ||
| 5 | ENTERTAINMENT GAMING ASIA INC | 11,628 | 8,000 | 0.00% | ||
| 6 | DELIA'S INC NEW | 33,506 | 9,000 | 0.00% | ||
| 7 | MINES MGMT INC | 18,604 | 11,000 | 0.00% | ||
| 8 | IKANOS COMMUNICATIONS INC | 32,931 | 12,000 | 0.00% | ||
| 9 | SOLARCITY CORP | 203 | 12,000 | 0.00% | Put | |
| 10 | Walgreens | 210 | 12,000 | 0.00% | Call | |
| 11 | DENISON MINES CORP | 12,608 | 14,000 | 0.00% | ||
| 12 | Rubicon Minerals Corp | 11,032 | 15,000 | 0.00% | ||
| 13 | STOCK MNG INC | 13,243 | 16,000 | 0.00% | ||
| 14 | OCEAN PWR TECHNOLOGIES INC | 13,373 | 16,000 | 0.00% | ||
| 15 | RELIV INTL INC COM NEW | 13,404 | 16,000 | 0.00% | ||
| 16 | VISION-SCIENCES INC DEL | 16,837 | 16,000 | 0.00% | ||
| 17 | SUNLINK HEALTH SYS INC COM | 10,720 | 16,000 | 0.00% | ||
| 18 | CESCA THERAPEUTICS INC | 14,934 | 18,000 | 0.00% | ||
| 19 | PREMIER EXHIBITIONS INC | 25,234 | 19,000 | 0.00% | ||
| 20 | Corinthian Colleges, Inc. | 173,426 | 19,000 | 0.00% | ||
| 21 | ENDEAVOUR INTL CORP COM NEW | 64,119 | 19,000 | 0.00% | ||
| 22 | BIODEL INC | 12,201 | 20,000 | 0.00% | ||
| 23 | Pulse Electronics Corporation | 15,148 | 20,000 | 0.00% | ||
| 24 | CACHE INC COM STK | 24,023 | 20,000 | 0.00% | ||
| 25 | HEMISPHERX BIOPHARMA INC | 68,983 | 22,000 | 0.00% | ||
| 26 | ACORN ENERGY INC COM | 14,167 | 22,000 | 0.00% | ||
| 27 | BOOKS-A-MILLION INC | 13,341 | 22,000 | 0.00% | ||
| 28 | ATLANTICUS HLDGS CORP | 12,247 | 22,000 | 0.00% | ||
| 29 | ACTIVE POWER INC COM NEW | 11,338 | 23,000 | 0.00% | ||
| 30 | ESCALON MEDICAL CORP NEW | 16,000 | 24,000 | 0.00% | ||
| 31 | TRANSCEPT PHARMACEUTICALS IN | 11,877 | 24,000 | 0.00% | ||
| 32 | Life Partners Holdings Inc | 12,905 | 26,000 | 0.00% | ||
| 33 | Escalera Resources Co | 13,465 | 26,000 | 0.00% | ||
| 34 | FIRST ACCEPTANCE CORP | 10,521 | 26,000 | 0.00% | ||
| 35 | BSD MEDICAL CORP | 45,884 | 26,000 | 0.00% | ||
| 36 | GTX INC | 34,736 | 26,000 | 0.00% | ||
| 37 | MeetMe, Inc. | 13,920 | 27,000 | 0.00% | ||
| 38 | BIOLINERX LTD | 17,800 | 27,000 | 0.00% | ||
| 39 | DATARAM | 10,665 | 27,000 | 0.00% | ||
| 40 | CEL SCI CORP | 31,223 | 28,000 | 0.00% | ||
| 41 | ITERIS INC | 16,101 | 28,000 | 0.00% | ||
| 42 | ALLIED HEALTHCARE PRODS INC | 14,433 | 29,000 | 0.00% | ||
| 43 | UROPLASTY INC | 11,557 | 29,000 | 0.00% | ||
| 44 | BIOTA PHARMACEUTIALS INC COM | 12,302 | 30,000 | 0.00% | ||
| 45 | ORBIT INTL CORP | 11,250 | 32,000 | 0.00% | ||
| 46 | GOLDEN MINERALS CO | 49,558 | 32,000 | 0.00% | ||
| 47 | FIRST MARBLEHEAD CORP | 11,097 | 32,000 | 0.00% | ||
| 48 | MICROVISION INC DEL | 17,068 | 33,000 | 0.00% | ||
| 49 | BARNWELL INDS INC | 12,845 | 34,000 | 0.00% | ||
| 50 | NEWTEK BUSINESS SERVICES | 12,295 | 34,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-14-000087, filed 2014.11.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
