| 1 |
SABBY MANAGEMENT, LLC |
1,492,803 |
2,493,000 |
25.25% |
|
|
| 2 |
Broadfin Capital, LLC |
1,330,034 |
2,221,000 |
22.49% |
|
|
| 3 |
WELLINGTON MANAGEMENT GROUP LLP |
1,080,455 |
1,804,000 |
18.27% |
|
|
| 4 |
VANGUARD GROUP INC |
512,499 |
856,000 |
8.67% |
|
|
| 5 |
FIRST NEW YORK SECURITIES LLC /NY |
271,234 |
452,961 |
4.59% |
|
|
| 6 |
GOLDMAN SACHS GROUP INC |
222,979 |
372,000 |
3.77% |
|
|
| 7 |
ORBIMED ADVISORS LLC |
209,700 |
350,000 |
3.54% |
|
|
| 8 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
97,499 |
163,000 |
1.65% |
|
|
| 9 |
SHEPHERD KAPLAN KROCHUK, LLC |
65,225 |
109,000 |
1.10% |
|
|
| 10 |
RENAISSANCE TECHNOLOGIES LLC |
63,300 |
106,000 |
1.07% |
|
|
| 11 |
GROUP ONE TRADING LLC |
59,913 |
100,000 |
1.01% |
|
|
| 12 |
DIMENSIONAL FUND ADVISORS LP |
55,463 |
93,000 |
0.94% |
|
|
| 13 |
BlackRock Fund Advisors |
49,173 |
82,000 |
0.83% |
|
|
| 14 |
GEODE CAPITAL MANAGEMENT, LLC |
44,036 |
73,000 |
0.74% |
|
|
| 15 |
Cannell & Co. |
33,750 |
56,000 |
0.57% |
|
|
| 16 |
FNY Managed Accounts LLC |
32,000 |
53,440 |
0.54% |
|
|
| 17 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
30,800 |
51,000 |
0.52% |
Put |
|
| 18 |
Rotella Capital Management, Inc. |
29,224 |
49,000 |
0.50% |
|
|
| 19 |
NOMURA HOLDINGS INC |
29,000 |
48,000 |
0.49% |
|
|
| 20 |
NORTHERN TRUST CORP |
25,167 |
42,000 |
0.43% |
|
|
| 21 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
22,656 |
38,000 |
0.38% |
|
|
| 22 |
ROYCE & ASSOCIATES LP |
20,100 |
34,000 |
0.34% |
|
|
| 23 |
First Allied Advisory Services, Inc. |
20,000 |
33,000 |
0.33% |
|
|
| 24 |
AMERIPRISE FINANCIAL INC |
17,200 |
29,000 |
0.29% |
|
|
| 25 |
TFS CAPITAL LLC |
14,017 |
23,000 |
0.23% |
|
|
| 26 |
UBS AG |
14,175 |
23,000 |
0.23% |
|
|
| 27 |
Private Advisor Group, LLC |
13,000 |
22,000 |
0.22% |
|
|
| 28 |
CITADEL ADVISORS LLC |
13,111 |
22,000 |
0.22% |
|
|
| 29 |
Bank of New York Mellon Corp |
12,201 |
20,000 |
0.20% |
|
|
| 30 |
D. E. Shaw & Co., Inc. |
10,700 |
18,000 |
0.18% |
|
|
| 31 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
9,000 |
15,000 |
0.15% |
|
|
| 32 |
BlackRock Investment Management, LLC |
3,437 |
6,000 |
0.06% |
|
|
| 33 |
MORGAN STANLEY |
2,380 |
4,000 |
0.04% |
|
|
| 34 |
Tower Research Capital LLC (TRC) |
1,524 |
3,000 |
0.03% |
|
|
| 35 |
CITIGROUP INC |
1,500 |
3,000 |
0.03% |
|
|
| 36 |
Plante Moran Financial Advisors, LLC |
1,470 |
2,000 |
0.02% |
|
|
| 37 |
WELLS FARGO & COMPANY/MN |
1,378 |
2,000 |
0.02% |
|
|
| 38 |
BANK OF AMERICA CORP /DE/ |
742 |
1,000 |
0.01% |
|
|
| 39 |
Creative Planning |
650 |
1,000 |
0.01% |
|
|
| 40 |
MSI Financial Services Inc |
342 |
1,000 |
0.01% |
|
|
| 41 |
D.A. DAVIDSON & CO. |
500 |
0 |
0.00% |
|
|
