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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 4,299 holdings with a total value of $362,703,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
4201 BARNWELL INDS INC 13,003 31,000 0.00%
4202 CHC GROUP LTD 34,907 31,000 0.00%
4203 AG&E HOLDINGS INC 34,608 29,000 0.00%
4204 U.S. GEOTHERMAL INC 55,631 29,000 0.00%
4205 SYPRIS SOLUTIONS INC COM 19,940 29,000 0.00%
4206 B2GOLD CORP 17,527 27,000 0.00%
4207 CEL SCI CORP 40,500 27,000 0.00%
4208 COGENTIX MED INC 16,558 27,000 0.00%
4209 BANK AMER CORP 1,603 27,000 0.00% Call
4210 PDI INC 17,536 25,000 0.00%
4211 HARVARD APPARATUS REGENER TE 16,234 24,000 0.00%
4212 TURTLE BEACH CORP COM 10,710 24,000 0.00%
4213 MAGELLAN PETROLEUM CORP 55,226 23,000 0.00%
4214 ESCALON MEDICAL CORP 16,000 23,000 0.00%
4215 INTERMOLECULAR INC 11,795 23,000 0.00%
4216 TORCHLIGHT ENERGY RES INC 10,000 22,000 0.00%
4217 ALLIED HEALTHCARE PRODS INC 13,868 22,000 0.00%
4218 NETFLIX INC 33 22,000 0.00% Call
4219 Dex Media Inc 29,590 22,000 0.00%
4220 GOLDEN MINERALS CO 59,790 21,000 0.00%
4221 UNITED PARCEL SERVICE INC 212 21,000 0.00% Call
4222 MARRONE BIO INNOVATIONS INC 10,709 21,000 0.00%
4223 Miller Energy Resources, Inc. 57,893 21,000 0.00%
4224 DATARAM 10,309 20,000 0.00%
4225 ROYALE ENERGY INC 17,383 20,000 0.00%
4226 Comstock Mining Inc 32,842 19,000 0.00%
4227 APPLIANCE RECYCLING CTRS AME 10,113 19,000 0.00%
4228 FORWARD INDS INC N Y 27,693 19,000 0.00%
4229 POWERSHARES QQQ TRUST 169 18,000 0.00% Call
4230 BOEING CO 129 18,000 0.00% Call
4231 URANIUM RES INC 18,767 18,000 0.00%
4232 SPEED COMM INC 62,236 17,000 0.00%
4233 ASTEC INDUSTRIES INC 30,641 17,000 0.00%
4234 ProFire Energy 15,076 17,000 0.00%
4235 SUNLINK HEALTH SYS INC COM 10,693 16,000 0.00%
4236 LIQUID HLDGS GROUP INC COM 73,820 16,000 0.00%
4237 EXXON MOBIL CORP 179 15,000 0.00% Call
4238 GENERAL ELECTRIC CO 580 15,000 0.00% Call
4239 BIODEL INC 14,377 15,000 0.00%
4240 RELIV INTL INC COM NEW 12,196 15,000 0.00%
4241 HOOPER HOLMES INC 81,159 15,000 0.00%
4242 CESCA THERAPEUTICS INC 17,142 15,000 0.00%
4243 SOPHIRIS BIO INC 17,500 14,000 0.00%
4244 TWITTER INC 379 14,000 0.00% Call
4245 CYCLACEL PHARMACEUTICALS INC 17,294 14,000 0.00%
4246 HEMISPHERX BIOPHARMA INC 66,806 14,000 0.00%
4247 PFIZER INC 421 14,000 0.00% Call
4248 ISHARES TR 334 13,000 0.00% Call
4249 JOES JEANS INC 67,210 13,000 0.00%
4250 SPDR GOLD TR 118 13,000 0.00% Call
Page 85 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-15-000105, filed 2015.08.06).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.