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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 4,299 holdings with a total value of $362,703,941,000.
#
Name
Shares
Value ($)
%
Options
Notes
4251 JOHNSON & JOHNSON 123 12,000 0.00% Call
4252 CARDICA INC 24,103 12,000 0.00%
4253 MINES MGMT INC 23,926 12,000 0.00%
4254 INTERNATIONAL BUSINESS MACHS 75 12,000 0.00% Call
4255 INTERPHASE CORP 15,764 12,000 0.00%
4256 ACURA PHARMACEUTICALS INC 10,791 11,000 0.00%
4257 DENISON MINES CORP 12,808 10,000 0.00%
4258 DISNEY WALT CO 89 10,000 0.00% Call
4259 ISHARES TR 162 10,000 0.00% Call
4260 PALATIN TECHNOLOGIES INC COM 10,095 9,000 0.00%
4261 GOLDMAN SACHS GROUP INC 42 9,000 0.00% Call
4262 MCDONALDS CORP 88 8,000 0.00% Call
4263 NOVABAY PHARMACEUTICALS INC 10,719 7,000 0.00%
4264 YAHOO INC 187 7,000 0.00% Call
4265 ACORN ENERGY INC COM 16,320 7,000 0.00%
4266 OCEAN PWR TECHNOLOGIES INC 14,121 7,000 0.00%
4267 INTEL CORP 215 7,000 0.00% Call
4268 DOW CHEM CO 116 6,000 0.00% Call
4269 DOCUMENT SEC SYS INC COM 22,075 6,000 0.00%
4270 CATERPILLAR INC 72 6,000 0.00% Call
4271 SPHERIX INC 11,725 6,000 0.00%
4272 AT&T INC 138 5,000 0.00% Call
4273 AMERICAN EXPRESS CO 59 5,000 0.00% Call
4274 PROCTER AND GAMBLE CO 68 5,000 0.00% Call
4275 GENERAL MTRS CO 139 5,000 0.00% Call
4276 Response Genetics, Inc. 10,359 4,000 0.00%
4277 QUALCOMM INC 67 4,000 0.00% Call
4278 CISCO SYS INC 143 4,000 0.00% Call
4279 HOME DEPOT INC 34 4,000 0.00% Call
4280 ISHARES TR 32 4,000 0.00% Call
4281 PEPSICO INC 38 4,000 0.00% Call
4282 Escalera Resources Co 16,197 4,000 0.00%
4283 UNITED STATES 154 3,000 0.00% Call
4284 WILLIAMS COS INC DEL 44 3,000 0.00% Call
4285 FORD MTR CO DEL 205 3,000 0.00% Call
4286 MICRON TECHNOLOGY INC 108 2,000 0.00% Call
4287 MORGAN STANLEY 49 2,000 0.00% Call
4288 EBAY INC 36 2,000 0.00% Call
4289 HONEYWELL INTL INC 24 2,000 0.00% Call
4290 MERCK & CO INC 33 2,000 0.00% Call
4291 BROADCOM CORP CL A 14 1,000 0.00% Call
4292 STARBUCKS CORP 11 1,000 0.00% Call
4293 SELECT SECTOR SPDR TR 21 1,000 0.00% Call
4294 HALLIBURTON 21 1,000 0.00% Call
4295 WAL-MART STORES INC 9 1,000 0.00% Call
4296 UNITED CONTINENTAL H 11 1,000 0.00% Call
4297 VERIZON COMMUNICATIONS INC 21 1,000 0.00% Call
4298 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 61,376 0 0.00%
4299 CHEVRON CORP NEW 2 0 0.00% Call
Page 86 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-15-000105, filed 2015.08.06).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.