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CARDICA INC
CARDICA INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 33 Institutional holders with a total value of $21,684,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,874,992 4,429,000 20.43%
2 Camber Capital Management LP 8,374,846 4,179,000 19.27%
3 PRIMECAP MANAGEMENT CO/CA/ 6,013,500 3,007,000 13.87%
4 SABBY MANAGEMENT, LLC 4,134,400 2,063,000 9.51%
5 PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. 3,263,781 1,629,000 7.51%
6 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 2,357,157 1,177,000 5.43%
7 VANGUARD GROUP INC 2,088,360 1,042,000 4.81%
8 ACUTA CAPITAL PARTNERS, LLC 1,849,436 923,000 4.26%
9 PERKINS CAPITAL MANAGEMENT INC 1,624,946 811,000 3.74%
10 DAFNA Capital Management LLC 1,486,004 742,000 3.42% SH
11 WASATCH ADVISORS LP 1,384,081 691,000 3.19%
12 Grandeur Peak Global Advisors, LLC 464,697 232,000 1.07%
13 ALLEN HOLDING INC /NY 417,938 209,000 0.96%
14 GEODE CAPITAL MANAGEMENT, LLC 308,125 153,000 0.71%
15 KEYBANK NATIONAL ASSOCIATION/OH 241,261 120,000 0.55%
16 LOCKHEED MARTIN INVESTMENT MANAGEMENT CO 210,000 105,000 0.48%
17 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 84,300 42,000 0.19%
18 NORTHERN TRUST CORP 51,703 26,000 0.12%
19 BLACKROCK ADVISORS LLC 35,620 18,000 0.08%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,990 15,000 0.07%
21 Teton Advisors, Inc. 24,000 12,000 0.06%
22 Bank of New York Mellon Corp 24,103 12,000 0.06%
23 WEDBUSH SECURITIES INC 20,000 10,000 0.05%
24 CITADEL ADVISORS LLC 17,673 9,000 0.04%
25 GUGGENHEIM CAPITAL LLC 15,462 8,000 0.04%
26 KING LUTHER CAPITAL MANAGEMENT CORP 15,000 7,000 0.03%
27 UBS Group AG 7,220 4,000 0.02%
28 CITIGROUP INC 6,150 3,000 0.01%
29 WELLS FARGO & COMPANY/MN 6,103 3,000 0.01%
30 US BANCORP \DE\ 4,000 2,000 0.01%
31 MORGAN STANLEY 2,525 1,000 0.00%
32 MANUFACTURERS LIFE INSURANCE COMPANY, THE 513 0 0.00%
33 BANK OF AMERICA CORP /DE/ 500 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.