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Institutional Investment Manager
Bank of New York Mellon Corp
Bank of New York Mellon Corp (CIK: 0001390777) incorporated in Delaware, registered under State Commercial Banks, located at 240 Greenwich Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 4,317 holdings with a total value of $327,606,245,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 ARRHYTHMIA RESEARCH TECHNOLOGY ORD 12,080 53,000 0.00%
152 ARTS WAY MFG INC 17,958 53,000 0.00%
153 CONCURRENT COMPUTER CORP NEW COM PAR $.01 10,314 54,000 0.00%
154 DIXIE GROUP INC CL A 15,174 54,000 0.00%
155 RESOLUTE ENERGY 18,318 55,000 0.00%
156 Novatel Wireless Inc 36,771 56,000 0.00%
157 THRESHOLD PHARMACEUTICAL INC 87,965 56,000 0.00%
158 FIFTH STREET FINANCE CORP 11,672 56,000 0.00%
159 DOVER DOWNS GAMING & ENTMT I 52,581 56,000 0.00%
160 ITT Educational Services Inc 29,186 56,000 0.00%
161 HARVEST NATURAL RESOURCES IN 67,164 57,000 0.00%
162 Support.Com Inc 67,372 57,000 0.00%
163 PIXELWORKS INC 31,046 57,000 0.00%
164 DICERNA PHARMACEUTICALS INC 19,499 58,000 0.00%
165 MODUSLINK GLOBAL SOLUTIONS I 46,948 58,000 0.00%
166 ENPHASE ENERGY INC 29,351 58,000 0.00%
167 PUTNAM PREMIER INCOME TR 12,198 58,000 0.00%
168 FRIEDMAN INDS INC 10,104 59,000 0.00%
169 CATALYST PHARMACEUTICALS INC 83,266 59,000 0.00%
170 SYNTHESIS ENERGY SYS INC 56,514 59,000 0.00%
171 JASON INDS INC 16,305 59,000 0.00%
172 FALCONSTOR SOFTWARE INC 57,207 60,000 0.00%
173 LRAD CORP 33,692 60,000 0.00%
174 Bank of America Corp Warrants Exp 01/16/19 17,500 61,000 0.00%
175 MARIN SOFTWARE INC 26,065 61,000 0.00%
176 ITERIS INC 21,614 62,000 0.00%
177 MATTERSIGHT CORP COM 16,073 62,000 0.00%
178 FIRST MARBLEHEAD CORP 12,819 62,000 0.00%
179 IBIO INC COM 85,424 62,000 0.00%
180 INSIGNIA SYS INC 28,943 63,000 0.00%
181 CLEARSIGN COMBUSTION CRP 12,561 63,000 0.00%
182 PERSHING GOLD CORP 14,659 63,000 0.00%
183 SOTHERLY HOTELS INC COM 11,301 64,000 0.00%
184 U.S. GEOTHERMAL INC 79,217 64,000 0.00%
185 CENVEO INC 79,816 65,000 0.00%
186 DEMAND MEDIA INC COM NEW 12,588 65,000 0.00%
187 OCERA THERAPEUTICS INC 34,136 65,000 0.00%
188 NOVAGOLD RES INC 11,071 67,000 0.00%
189 MGC DIAGNOSTICS CORP 10,290 67,000 0.00%
190 HUDSON GLOBAL INC 34,793 68,000 0.00%
191 22ND CENTY GROUP INC 84,073 68,000 0.00%
192 ZYNERBA PHARMACEUTICALS INC 10,129 69,000 0.00%
193 BSQUARE CORP 12,425 69,000 0.00%
194 APPLIED DNA 21,409 70,000 0.00%
195 Nivalis Therapeutics Inc 15,305 70,000 0.00%
196 INNOVATIVE SOLUTIONS & SUPPO 25,157 71,000 0.00%
197 VOYA PRIME RATE TR 13,868 71,000 0.00%
198 CPI AEROSTRUCTURES INC COM NEW 11,677 72,000 0.00%
199 GLOBAL X FDS 10,000 72,000 0.00%
200 EMAGIN CORP COM NEW 37,901 73,000 0.00%
Page 4 of 87

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001390777-16-000245, filed 2016.08.01).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.