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OCERA THERAPEUTICS INC
OCERA THERAPEUTICS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 34 Institutional holders with a total value of $14,675,027.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GREAT POINT PARTNERS LLC 1,963,777 3,731,000 25.42%
2 VHCP MANAGEMENT II, LLC 948,372 1,802,000 12.28%
3 VHCP Management, LLC 796,550 1,513,000 10.31%
4 QVT Financial LP 932,086 1,488,000 10.14%
5 DEERFIELD MANAGEMENT COMPANY, L.P. 572,893 1,088,000 7.41%
6 MILLENNIUM MANAGEMENT LLC 516,343 981,000 6.68%
7 SABBY MANAGEMENT, LLC 424,035 806,000 5.49%
8 VANGUARD GROUP INC 408,835 777,000 5.29%
9 BRIDGEWAY CAPITAL MANAGEMENT, LLC 210,860 401,000 2.73%
10 RENAISSANCE TECHNOLOGIES LLC 169,100 321,000 2.19%
11 VIVO CAPITAL, LLC 153,331 291,000 1.98%
12 TURNER INVESTMENTS LLC 139,716 265,000 1.81%
13 PURA VIDA INVESTMENTS, LLC 131,000 249,000 1.70%
14 Weiss Multi-Strategy Advisers LLC 112,995 215,000 1.47%
15 Endurant Capital Management LP 103,142 196,000 1.34%
16 GEODE CAPITAL MANAGEMENT, LLC 60,638 115,000 0.78%
17 BlackRock Fund Advisors 46,236 88,000 0.60%
18 Ghost Tree Capital, LLC 35,801 68,000 0.46%
19 Bank of New York Mellon Corp 34,136 65,000 0.44%
20 STIFEL FINANCIAL CORP 32,548 62,000 0.42%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 30,711 58,000 0.40%
22 DIMENSIONAL FUND ADVISORS LP 15,648 30,000 0.20%
23 NORTHERN TRUST CORP 12,786 24,000 0.16%
24 GLENMEDE TRUST CO NA 11,352 21,000 0.14%
25 ROYAL BANK OF CANADA 3,293 6,000 0.04%
26 BlackRock Investment Management, LLC 2,386 5,000 0.03%
27 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,755 3,000 0.02%
28 MORGAN STANLEY 1,317 3,000 0.02%
29 UBS Group AG 1,040 2,000 0.01%
30 Tower Research Capital LLC (TRC) 343 1,000 0.01%
31 WOLVERINE TRADING LP /BD 14 27 0.00%
32 BANK OF AMERICA CORP /DE/ 137 0 0.00%
33 DEUTSCHE BANK AG\ 82 0 0.00%
34 Walleye Trading LLC 100 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.