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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001403438-14-000011) filed in 2014.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 7,014,431 700,812 4.18%
2 SPDR S&P 500 ETF TR 3,525,399 685,161 4.08%
3 POWERSHARES QQQ TRUST 4,570,036 444,253 2.65%
4 SPDR S&P MIDCAP 400 ETF TR 1,703,206 418,938 2.50%
5 POWERSHARES ETF TRUST 4,852,070 214,510 1.28%
6 ISHARES TR 2,176,875 196,672 1.17%
7 APPLE INC 1,918,114 190,241 1.13%
8 VANGUARD BD INDEX FDS 2,315,649 190,161 1.13%
9 SPDR SERIES TRUST 4,735,814 189,811 1.13%
10 ISHARES TR 898,467 175,794 1.05%
11 ISHARES TR 1,898,326 168,875 1.01%
12 ISHARES TR 2,561,347 162,287 0.97%
13 ISHARES RUSSELL 1000 ETF 1,436,985 155,821 0.93%
14 ISHARES TR 1,141,227 153,991 0.92%
15 RYDEX ETF TRUST 1,936,607 144,821 0.86%
16 ISHARES TR 1,271,012 139,214 0.83%
17 VANGUARD INTL EQUITY INDEX F 3,118,347 127,579 0.76%
18 VANGUARD SPECIALIZED FUNDS 1,627,264 123,705 0.74%
19 ISHARES TR 1,233,001 121,918 0.73%
20 ISHARES TR 1,112,687 119,952 0.72%
21 VANGUARD SCOTTSDALE FDS 1,469,212 117,522 0.70%
22 ISHARES TR 2,892,459 113,471 0.68%
23 ISHARES TR 1,047,196 107,746 0.64%
24 ISHARES TR 961,448 101,135 0.60%
25 VANGUARD TAX-MANAGED FDS 2,465,532 96,803 0.58%
26 SPDR SER TR 3,165,499 94,490 0.56%
27 SELECT SECTOR SPDR TR 1,809,166 94,348 0.56%
28 ISHARES TR 788,699 93,540 0.56%
29 ISHARES TR 1,252,046 91,662 0.55%
30 ISHARES TR 1,547,854 89,048 0.53%
31 VANGUARD INDEX FDS 898,045 88,233 0.53%
32 GENERAL ELECTRIC CO 3,495,219 87,941 0.52%
33 VANGUARD INDEX FDS 799,711 87,250 0.52%
34 WISDOMTREE TR 1,692,072 86,482 0.52%
35 SPDR SER TR 1,138,388 84,446 0.50%
36 VANGUARD SCOTTSDALE FDS 972,939 83,760 0.50%
37 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 886,310 81,239 0.48%
38 VANGUARD INDEX FDS 1,121,618 80,657 0.48%
39 ISHARES TR 738,049 80,064 0.48%
40 JOHNSON & JOHNSON 742,706 77,467 0.46%
41 SPDR GOLD TR 657,960 76,830 0.46%
42 VANGUARD INDEX FDS 936,824 75,086 0.45%
43 ALPS ETF TR 3,939,827 74,789 0.45%
44 EXXON MOBIL CORP 789,981 73,359 0.44%
45 SPDR SERIES TRUST 1,266,413 72,831 0.43%
46 SELECT SECTOR SPDR TR 1,101,564 69,663 0.42%
47 ISHARES TR 649,233 68,358 0.41%
48 ISHARES 1,760,357 66,999 0.40%
49 BERKSHIRE HATHAWAY INC DEL 482,157 65,872 0.39%
50 VANGUARD WHITEHALL FDS 1,003,658 65,850 0.39%
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