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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001403438-15-000003) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 3,999,584 822,075 4.50%
2 VANGUARD INDEX FDS 7,647,024 810,585 4.44%
3 POWERSHARES QQQ TRUST 5,077,506 524,252 2.87%
4 SPDR S&P MIDCAP 400 ETF TR 1,548,650 408,797 2.24%
5 ISHARES TR 2,433,221 232,642 1.27%
6 APPLE INC 2,040,591 225,241 1.23%
7 VANGUARD BD INDEX FDS 2,640,410 217,491 1.19%
8 SPDR SERIES TRUST 5,569,491 215,038 1.18%
9 ISHARES TR 1,002,725 207,434 1.14%
10 ISHARES TR 1,583,551 189,425 1.04%
11 RYDEX ETF TRUST 2,253,701 180,409 0.99%
12 ISHARES TR 1,233,053 178,553 0.98%
13 ISHARES TR 1,595,412 175,687 0.96%
14 ISHARES TR 1,747,679 163,880 0.90%
15 ISHARES TR 2,690,792 163,708 0.90%
16 ISHARES RUSSELL 1000 ETF 1,408,149 161,417 0.88%
17 ISHARES TR 1,364,982 142,504 0.78%
18 SELECT SECTOR SPDR TR 2,070,771 141,599 0.78%
19 VANGUARD SPECIALIZED FUNDS 1,710,241 138,803 0.76%
20 ISHARES TR 1,169,214 133,361 0.73%
21 VANGUARD INTL EQUITY INDEX F 3,246,662 129,932 0.71%
22 ISHARES TR 1,180,233 129,023 0.71%
23 ISHARES TR 3,224,009 127,155 0.70%
24 ISHARES TR 1,126,249 125,689 0.69%
25 POWERSHARES ETF TRUST 2,409,129 115,759 0.63%
26 VANGUARD TAX-MANAGED FDS 2,837,131 107,471 0.59%
27 SELECT SECTOR SPDR TR 1,875,453 106,113 0.58%
28 ISHARES TR 1,332,076 105,767 0.58%
29 VANGUARD INDEX FDS 980,689 102,374 0.56%
30 VANGUARD INDEX FDS 1,219,054 98,745 0.54%
31 VANGUARD INDEX FDS 836,753 97,616 0.53%
32 VANGUARD SCOTTSDALE FDS 1,204,130 95,885 0.52%
33 VANGUARD INDEX FDS 1,096,694 92,660 0.51%
34 ISHARES TR 559,870 91,858 0.50%
35 SPDR SER TR 3,115,219 90,061 0.49%
36 VANGUARD SCOTTSDALE FDS 1,041,173 89,645 0.49%
37 GENERAL ELECTRIC CO 3,503,771 88,540 0.48%
38 SPDR SER TR 1,087,428 85,689 0.47%
39 POWERSHARES ETF TR II 2,207,884 83,811 0.46%
40 ISHARES TR 1,498,593 82,902 0.45%
41 SPDR SERIES TRUST 1,493,343 82,627 0.45%
42 VANGUARD WHITEHALL FDS 1,185,947 81,534 0.45%
43 ISHARES TR 680,571 81,267 0.44%
44 BERKSHIRE HATHAWAY INC DEL 520,462 78,147 0.43%
45 JOHNSON & JOHNSON 740,379 77,422 0.42%
46 EXXON MOBIL CORP 830,298 76,761 0.42%
47 WISDOMTREE TR 1,547,949 76,206 0.42%
48 ISHARES 20 YEAR TREASURY BOND ETF 604,427 76,109 0.42%
49 FIRST TR LRGE CP CORE ALPHA 1,600,801 73,045 0.40%
50 SELECT SECTOR SPDR TR 2,838,579 70,198 0.38%
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