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Institutional Investment Manager
LPL Financial LLC
LPL Financial LLC (CIK: 0001403438) incorporated in California, located at 4707 Executive Drive, San Diego, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q4)
Original 13F HR (0001403438-17-000001) filed in 2017.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 9,825,004 1,141,647 8.68%
2 SPDR S&P 500 ETF TR 2,274,930 512,405 3.90%
3 ISHARES TR 2,806,399 296,598 2.26%
4 SPDR S&P MIDCAP 400 ETF TR 815,047 247,253 1.88%
5 ISHARES TR 1,541,389 213,149 1.62%
6 VANGUARD INDEX FDS 1,000,858 206,917 1.57%
7 VANGUARD SCOTTSDALE FDS 2,343,100 200,616 1.53%
8 VANGUARD SPECIALIZED FUNDS 1,834,621 156,804 1.19%
9 ISHARES TR 1,473,039 150,559 1.14%
10 ISHARES TR 2,706,685 146,026 1.11%
11 ISHARES TR 3,883,688 145,638 1.11%
12 ISHARES RUSSELL 1000 ETF 1,061,599 133,113 1.01%
13 VANGUARD INDEX FDS 1,424,432 117,917 0.90%
14 VANGUARD WHITEHALL FDS 1,499,161 114,184 0.87%
15 ISHARES TR 1,266,609 112,662 0.86%
16 SELECT SECTOR SPDR TR 1,449,790 110,430 0.84%
17 FIRST TR VALUE LINE DIVID IN 3,534,774 99,469 0.76%
18 VANGUARD WORLD FD 735,413 90,059 0.68%
19 SELECT SECTOR SPDR TR 3,800,131 89,341 0.68%
20 POWERSHARES N/C 6/4/18 46138E354 2,039,406 84,900 0.65%
21 SPDR SER TR 958,850 82,269 0.63%
22 ISHARES TR 991,257 82,056 0.62%
23 SELECT SECTOR SPDR TR 1,620,102 79,045 0.60%
24 ISHARES TR 559,196 78,891 0.60%
25 VICTORY PORTFOLIOS II 1,897,648 78,629 0.60%
26 ISHARES TR 1,246,618 76,405 0.58%
27 VANGUARD ADMIRAL FDS INC 639,992 70,418 0.54%
28 SPDR DOW JONES INDL AVRG ETF 337,299 66,926 0.51%
29 ISHARES TR 456,827 66,848 0.51%
30 VANGUARD BD INDEX FDS 840,909 66,819 0.51%
31 FIRST TR LRGE CP CORE ALPHA 1,352,966 66,431 0.51%
32 POWERSHARES N/C 6/4/18 46137V613 649,193 65,134 0.50%
33 SSGA ACTIVE ETF TR 1,311,866 63,521 0.48%
34 VANGUARD SCOTTSDALE FDS 757,713 60,064 0.46%
35 POWERSHARES ETF TR II 1,511,411 59,807 0.45%
36 ISHARES TR 1,133,243 58,611 0.45%
37 ISHARES RUSSELL 3000 ETF 431,209 57,752 0.44%
38 SPDR INDEX SHS FDS 1,196,350 56,144 0.43%
39 VANGUARD ADMIRAL FDS INC 533,442 52,492 0.40%
40 ISHARES TR 435,111 52,057 0.40%
41 FIRST TR MORNINGSTAR DIV LEA 1,777,889 49,763 0.38%
42 SPDR SER TR 850,087 47,239 0.36%
43 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 443,085 46,949 0.36%
44 SELECT SECTOR SPDR TR 869,830 45,144 0.34%
45 ISHARES 7-10 YEAR TREASURY BOND ETF 427,432 44,782 0.34%
46 WISDOMTREE TR 1,286,003 43,004 0.33%
47 FS KKR CAPITAL CORP COM 4,181,182 42,857 0.33%
48 ALPS ETF TR 3,360,345 42,811 0.33%
49 WISDOMTREE TR 723,964 42,070 0.32%
50 ISHARES TR 397,188 41,645 0.32%
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