| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | MEDLEY MGMT INC | 85,537 | 940,000 | 0.36% | ||
| 52 | PROSPECT CAPITAL CORPORATION | 110,000 | 930,000 | 0.35% | ||
| 53 | VANGUARD NAT RES LLC COM UNIT | 59,400 | 830,000 | 0.32% | Put | |
| 54 | Market Vectors Oil Services | 24,400 | 823,000 | 0.31% | Put | |
| 55 | HARVARD APPARATUS REGENER TE | 200,700 | 652,000 | 0.25% | ||
| 56 | OCWEN FINL CORP | 73,600 | 607,000 | 0.23% | Put | |
| 57 | ALLIANCE NEW YORK MUN INC FD | 41,500 | 579,000 | 0.22% | ||
| 58 | BLACKROCK NY MUNI INC QLTY T | 35,806 | 481,000 | 0.18% | ||
| 59 | EASTMAN KODAK CO | 23,519 | 447,000 | 0.17% | ||
| 60 | KCAP FINL INC | 62,879 | 423,000 | 0.16% | ||
| 61 | OCWEN FINL CORP | 50,000 | 413,000 | 0.16% | Call | |
| 62 | WHEELER REAL ESTATE INVT TR | 16,445 | 388,000 | 0.15% | ||
| 63 | WALTER ENERGY INC COM | 625,000 | 388,000 | 0.15% | Put | |
| 64 | PAIN THERAPEUTICS INC | 138,502 | 262,000 | 0.10% | ||
| 65 | FXCM INC-A | 64,400 | 137,000 | 0.05% | Put | |
| 66 | FXCM INC-A | 40,000 | 85,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-020037, filed 2015.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
