| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CALPINE CORP | 3,025,000 | 54,420,000 | 11.29% | Call | |
| 2 | Nuveen Closed-End Funds/USA | 1,516,912 | 19,037,000 | 3.95% | ||
| 3 | AVIS BUDGET GROUP | 431,000 | 18,998,000 | 3.94% | ||
| 4 | ISHARES TR | 405,500 | 18,694,000 | 3.88% | Call | |
| 5 | ISHARES TR | 405,500 | 18,694,000 | 3.88% | Put | |
| 6 | ATHENA HEALTH INC. | 150,000 | 17,187,000 | 3.57% | Put | |
| 7 | SUPERNUS PHARMACEUTICALS INC | 4,962,000 | 16,643,000 | 3.45% | PRN | |
| 8 | ISHARES TR | 416,100 | 16,486,000 | 3.42% | ||
| 9 | VIPSHOP HLDGS LTD | 620,000 | 13,795,000 | 2.86% | Put | |
| 10 | LEUCADIA NATIONAL CO | 550,000 | 13,354,000 | 2.77% | ||
| 11 | ISHARES INC | 204,000 | 11,242,000 | 2.33% | Call | |
| 12 | ISHARES INC | 204,000 | 11,242,000 | 2.33% | Put | |
| 13 | NEW SR INVEST GRP INC COM | 824,910 | 11,029,000 | 2.29% | ||
| 14 | MICRON TECHNOLOGY INC | 538,600 | 10,147,000 | 2.11% | ||
| 15 | ELECTRUM SPL ACQUISITION COR | 1,000,000 | 10,020,000 | 2.08% | ||
| 16 | DURECT CORP | 4,189,118 | 10,012,000 | 2.08% | ||
| 17 | ISHARES | 615,000 | 9,705,000 | 2.01% | Call | |
| 18 | ISHARES | 615,000 | 9,705,000 | 2.01% | Put | |
| 19 | NEW RESIDENTIAL INVT CORP COM NEW | 550,600 | 8,391,000 | 1.74% | ||
| 20 | XENIA HOTELS & RESORTS INC COM | 356,757 | 7,756,000 | 1.61% | ||
| 21 | CRESUD S A C I F Y A | 591,600 | 7,703,000 | 1.60% | ||
| 22 | FXCM INC | 9,000,000 | 7,583,000 | 1.57% | PRN | |
| 23 | SALESFORCE COM INC | 100,000 | 6,963,000 | 1.44% | Call | |
| 24 | ISHARES | 181,000 | 5,931,000 | 1.23% | Put | |
| 25 | ISHARES INC | 90,500 | 5,922,000 | 1.23% | Call | |
| 26 | ISHARES INC | 90,500 | 5,922,000 | 1.23% | Put | |
| 27 | WISDOMTREE TR | 272,500 | 5,905,000 | 1.23% | Call | |
| 28 | WISDOMTREE TR | 272,500 | 5,905,000 | 1.23% | Put | |
| 29 | GEVO INC | 10,025,000 | 5,764,000 | 1.20% | PRN | |
| 30 | IRSA INVERSIONES Y REP S A GLOBL DEP RCPT | 317,800 | 5,705,000 | 1.18% | ||
| 31 | KKR & CO LP COMMON UNITS | 245,500 | 5,610,000 | 1.16% | ||
| 32 | ISHARES | 156,000 | 5,112,000 | 1.06% | Call | |
| 33 | SQBG Inc | 320,000 | 4,893,000 | 1.02% | ||
| 34 | LEVY ACQUISITION CORP | 287,500 | 4,376,000 | 0.91% | ||
| 35 | STONEGATE MTG CORP | 434,328 | 4,374,000 | 0.91% | ||
| 36 | ENPRO INDS INC COM | 75,000 | 4,292,000 | 0.89% | ||
| 37 | AMERICAN CAP LIMITED | 288,681 | 3,912,000 | 0.81% | ||
| 38 | VIPSHOP HLDGS LTD | 3,000,000 | 3,810,000 | 0.79% | PRN | |
| 39 | SIBANYE STILLWATER | 550,000 | 3,548,000 | 0.74% | ||
| 40 | NUVEEN NEW YORK QLT MUN INC | 258,525 | 3,498,000 | 0.73% | ||
| 41 | VIPSHOP HLDGS LTD | 154,200 | 3,431,000 | 0.71% | ||
| 42 | ISHARES INC | 60,000 | 3,427,000 | 0.71% | Call | |
| 43 | ISHARES INC | 60,000 | 3,427,000 | 0.71% | Put | |
| 44 | Wright Medical Group Inc | 838,644 | 3,355,000 | 0.70% | ||
| 45 | BP PRUDHOE BAY RTY TR | 50,000 | 3,086,000 | 0.64% | Put | |
| 46 | RSX - Market Vectors Russia ETF | 157,000 | 2,870,000 | 0.60% | Call | |
| 47 | RSX - Market Vectors Russia ETF | 157,000 | 2,870,000 | 0.60% | Put | |
| 48 | STATE NATL COS INC COM | 255,000 | 2,762,000 | 0.57% | ||
| 49 | MEDTRONIC PLC | 37,008 | 2,742,000 | 0.57% | ||
| 50 | Galmed Pharmaceuticals Ltd | 264,600 | 2,662,000 | 0.55% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-032227, filed 2015.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
