| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 291,096 | 4,061,000 | 34.77% | ||
| 2 | ICON ADVISERS INC/CO | 134,020 | 1,870,000 | 16.01% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 99,296 | 1,386,000 | 11.87% | ||
| 4 | Invesco Ltd. | 92,046 | 1,284,000 | 10.99% | ||
| 5 | 683 Capital Management, LLC | 41,500 | 579,000 | 4.96% | ||
| 6 | LAZARD ASSET MANAGEMENT LLC | 28,800 | 402,000 | 3.44% | PRN | |
| 7 | DOLIVER ADVISORS, LP | 28,015 | 391,000 | 3.35% | ||
| 8 | Commonwealth Equity Services, Inc | 19,306 | 269,000 | 2.30% | ||
| 9 | WELLS FARGO & COMPANY/MN | 18,550 | 259,000 | 2.22% | ||
| 10 | Virtu KCG Holdings LLC | 15,727 | 219,000 | 1.88% | ||
| 11 | GOLDMAN SACHS GROUP INC | 13,822 | 193,000 | 1.65% | ||
| 12 | Horizon Kinetics LLC | 13,599 | 190,000 | 1.63% | ||
| 13 | Cambridge Investment Research Advisors, Inc. | 12,129 | 169,000 | 1.45% | ||
| 14 | SIT INVESTMENT ASSOCIATES INC | 10,200 | 142,000 | 1.22% | ||
| 15 | UBS Group AG | 8,050 | 112,000 | 0.96% | ||
| 16 | MORGAN STANLEY | 6,110 | 85,000 | 0.73% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 2,000 | 28,000 | 0.24% | ||
| 18 | ROYAL BANK OF CANADA | 2,000 | 28,000 | 0.24% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,185 | 0.04% | ||
| 20 | CITIGROUP INC | 200 | 3,000 | 0.03% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.03% | ||
| 22 | Creative Planning | 100 | 1,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
