| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Novo Holdings A/S | 4,720,065 | 123,949,000 | 70.87% | PRN | |
| 2 | Newtyn Management, LLC | 5,350,003 | 21,454,000 | 12.27% | ||
| 3 | Clearbridge Investments, LLC | 1,963,482 | 7,854,000 | 4.49% | ||
| 4 | Arbiter Partners Capital Management LLC | 1,925,027 | 7,700,000 | 4.40% | ||
| 5 | 683 Capital Management, LLC | 838,644 | 3,355,000 | 1.92% | ||
| 6 | VANGUARD GROUP INC | 662,572 | 2,656,000 | 1.52% | ||
| 7 | PURA VIDA INVESTMENTS, LLC | 585,536 | 2,172,000 | 1.24% | ||
| 8 | Tetragon Partners GP Ltd | 218,100 | 872,000 | 0.50% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 205,483 | 822,000 | 0.47% | Call | |
| 10 | CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | 166,500 | 668,000 | 0.38% | ||
| 11 | Hudson Bay Capital Management LP | 161,442 | 647,000 | 0.37% | ||
| 12 | DEUTSCHE BANK AG\ | 150,000 | 600,000 | 0.34% | ||
| 13 | PRICE T ROWE ASSOCIATES INC /MD/ | 132,507 | 531,000 | 0.30% | ||
| 14 | HIGHLAND CAPITAL MANAGEMENT LP | 69,326 | 272,000 | 0.16% | ||
| 15 | CSS LLC/IL | 54,980 | 220,000 | 0.13% | ||
| 16 | DELTEC ASSET MANAGEMENT LLC | 50,000 | 200,000 | 0.11% | ||
| 17 | Yakira Capital Management, Inc. | 38,308 | 153,000 | 0.09% | SH | |
| 18 | LPL Financial LLC | 37,769 | 151,000 | 0.09% | ||
| 19 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 29,992 | 120,000 | 0.07% | ||
| 20 | MORGAN STANLEY | 28,500 | 114,000 | 0.07% | ||
| 21 | STATE STREET CORP | 24,218 | 97,000 | 0.06% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 23,600 | 95,000 | 0.05% | ||
| 23 | GABELLI & Co INVESTMENT ADVISERS, INC. | 23,569 | 94,000 | 0.05% | ||
| 24 | WASHINGTON TRUST Co | 13,941 | 56,000 | 0.03% | ||
| 25 | Tower Research Capital LLC (TRC) | 4,852 | 19,000 | 0.01% | ||
| 26 | UBS Group AG | 2,692 | 10,000 | 0.01% | ||
| 27 | CITIGROUP INC | 2,547 | 10,000 | 0.01% | ||
| 28 | BANK OF AMERICA CORP /DE/ | 2,000 | 8,000 | 0.00% | ||
| 29 | CapWealth Advisors, LLC | 500 | 2,000 | 0.00% | ||
| 30 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
