| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | 683 Capital Management, LLC | 1,516,912 | 19,037,000 | 26.04% | ||
| 2 | MORGAN STANLEY | 813,745 | 10,211,000 | 13.97% | ||
| 3 | MACKAY SHIELDS LLC | 545,845 | 6,850,000 | 9.37% | ||
| 4 | UBS Group AG | 486,122 | 6,101,000 | 8.35% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 232,599 | 2,918,000 | 3.99% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 223,126 | 2,801,000 | 3.83% | ||
| 7 | WELLS FARGO & COMPANY/MN | 196,450 | 2,466,000 | 3.37% | ||
| 8 | NAPLES GLOBAL ADVISORS, LLC | 174,950 | 2,196,000 | 3.00% | ||
| 9 | ROYAL BANK OF CANADA | 163,807 | 2,056,000 | 2.81% | ||
| 10 | CITIGROUP INC | 136,265 | 1,710,000 | 2.34% | ||
| 11 | Invesco Ltd. | 133,077 | 1,670,000 | 2.28% | ||
| 12 | DEUTSCHE BANK AG\ | 119,677 | 1,501,000 | 2.05% | ||
| 13 | AQR ARBITRAGE LLC | 102,184 | 1,282,000 | 1.75% | ||
| 14 | Karpus Management, Inc. | 80,600 | 1,012,000 | 1.38% | ||
| 15 | COHEN & STEERS, INC. | 80,114 | 1,005,000 | 1.37% | ||
| 16 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 79,681 | 1,000,000 | 1.37% | ||
| 17 | LPL Financial LLC | 75,239 | 954,000 | 1.31% | ||
| 18 | LAZARD ASSET MANAGEMENT LLC | 57,100 | 716,000 | 0.98% | PRN | |
| 19 | NATIONAL PLANNING CORP | 54,000 | 687,000 | 0.94% | ||
| 20 | Mariner, LLC | 39,657 | 498,000 | 0.68% | ||
| 21 | HighTower Advisors, LLC | 38,765 | 487,000 | 0.67% | ||
| 22 | Cambridge Investment Research Advisors, Inc. | 37,800 | 474,000 | 0.65% | ||
| 23 | OTA Financial Group L.P. | 32,174 | 415,000 | 0.57% | ||
| 24 | Commonwealth Equity Services, Inc | 31,813 | 399,000 | 0.55% | ||
| 25 | Silver Lake Advisory, LLC | 24,853 | 312,000 | 0.43% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 24,809 | 311,000 | 0.43% | ||
| 27 | PINNACLE ASSOCIATES LTD | 23,296 | 292,000 | 0.40% | ||
| 28 | NEVILLE RODIE & SHAW INC | 22,172 | 278,000 | 0.38% | ||
| 29 | CREDIT SUISSE AG/ | 19,973 | 251,000 | 0.34% | ||
| 30 | AMERIPRISE FINANCIAL INC | 19,741 | 248,000 | 0.34% | ||
| 31 | DOLIVER ADVISORS, LP | 19,516 | 245,000 | 0.34% | ||
| 32 | Virtu KCG Holdings LLC | 18,812 | 236,000 | 0.32% | ||
| 33 | Raymond James Financial Services Advisors, Inc. | 17,128 | 215,000 | 0.29% | ||
| 34 | STIFEL FINANCIAL CORP | 14,882 | 187,000 | 0.26% | ||
| 35 | King Wealth Management Group | 14,791 | 186,000 | 0.25% | ||
| 36 | Janney Montgomery Scott LLC | 14,256 | 178,909 | 0.24% | ||
| 37 | Essex Financial Services, Inc. | 13,641 | 171,000 | 0.23% | ||
| 38 | Cetera Advisor Networks LLC | 12,245 | 160,000 | 0.22% | ||
| 39 | DIVIDEND ASSETS CAPITAL, LLC | 12,542 | 157,000 | 0.21% | ||
| 40 | NWAM LLC | 12,000 | 154,000 | 0.21% | ||
| 41 | Horizon Kinetics LLC | 11,787 | 148,000 | 0.20% | ||
| 42 | KELLEHER FINANCIAL ADVISORS | 10,850 | 136,000 | 0.19% | ||
| 43 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 10,655 | 133,000 | 0.18% | ||
| 44 | TWIN FOCUS CAPITAL PARTNERS, LLC | 10,233 | 128,000 | 0.18% | ||
| 45 | PRELUDE CAPITAL MANAGEMENT, LLC | 8,450 | 106,000 | 0.15% | ||
| 46 | MSI Financial Services Inc | 8,229 | 103,000 | 0.14% | ||
| 47 | Klingman & Associates, LLC | 5,664 | 71,000 | 0.10% | ||
| 48 | GUPTA WEALTH MANAGEMENT LLC | 4,630 | 58,000 | 0.08% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 3,204 | 40,210 | 0.06% | ||
| 50 | HOWE & RUSLING INC | 2,069 | 26,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
