| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HENNESSY CAP ACQUISITION COR | 825,000 | 157,000 | 0.02% | ||
| 2 | WISDOMTREE TR | 10,000 | 199,000 | 0.03% | ||
| 3 | INTERMOLECULAR INC | 112,129 | 260,000 | 0.04% | ||
| 4 | OWENS RLTY MTG INC | 23,524 | 316,000 | 0.04% | ||
| 5 | iPath S&P 500 VIX Short-Term F | 16,000 | 322,000 | 0.04% | ||
| 6 | ELECTRUM SPL ACQUISITION CORP | 1,592,500 | 350,000 | 0.05% | ||
| 7 | TOWER SEMICONDUCTOR LTD | 30,000 | 422,000 | 0.06% | ||
| 8 | EASTMAN KODAK CO | 40,000 | 502,000 | 0.07% | ||
| 9 | LINDBLAD EXPEDITIONS HLDGS I | 173,466 | 529,000 | 0.07% | ||
| 10 | KLONDEX MNS LTD | 265,500 | 543,000 | 0.07% | ||
| 11 | WHEELER REAL ESTATE INVT TR | 24,632 | 557,000 | 0.08% | ||
| 12 | TERRAFORM GLOBAL INC | 104,500 | 584,000 | 0.08% | ||
| 13 | BLACKROCK NY MUNI INC QLTY T | 42,606 | 585,000 | 0.08% | ||
| 14 | RSX - Market Vectors Russia ETF | 40,000 | 586,000 | 0.08% | ||
| 15 | MEDLEY MGMT INC | 108,837 | 619,000 | 0.08% | ||
| 16 | ENERGY RECOVERY INC | 100,000 | 707,000 | 0.10% | ||
| 17 | HENNESSY CAP ACQUISITION COR | 75,000 | 723,000 | 0.10% | ||
| 18 | PAIN THERAPEUTICS INC | 432,128 | 756,000 | 0.10% | ||
| 19 | Dipexium Pharmaceuticals Inc | 70,000 | 784,000 | 0.11% | ||
| 20 | FIFTH STR ASSET MGMT INC | 257,862 | 841,000 | 0.12% | ||
| 21 | Northstar Realty Fin REIT | 50,000 | 852,000 | 0.12% | ||
| 22 | PACE HLDGS CORP | 100,000 | 1,020,000 | 0.14% | ||
| 23 | NAVISTAR INTL CORP NEW SR SB CONV NT 19 | 2,442,000 | 1,142,000 | 0.16% | PRN | |
| 24 | WRIGHT MED GROUP N V | 1,222,434 | 1,245,000 | 0.17% | ||
| 25 | KENON HLDGS LTD | 130,000 | 1,303,000 | 0.18% | ||
| 26 | KANDI TECHNOLOGIES GROUP INC | 120,000 | 1,308,000 | 0.18% | Put | |
| 27 | WHEELER REAL ESTATE INVT TR | 699,804 | 1,351,000 | 0.18% | ||
| 28 | XCERRA CORP | 229,474 | 1,388,000 | 0.19% | ||
| 29 | Boulevard Acquisition Corp II | 150,000 | 1,485,000 | 0.20% | ||
| 30 | GENERAL MTRS CO | 43,800 | 1,490,000 | 0.20% | ||
| 31 | PEABODY ENERGY ORD | 196,900 | 1,512,000 | 0.21% | Put | |
| 32 | CHEMOURS CO | 282,300 | 1,513,000 | 0.21% | Call | |
| 33 | Apollo Residentail Mtg Inc | 130,000 | 1,554,000 | 0.21% | ||
| 34 | MEDTRONIC PLC | 22,000 | 1,692,000 | 0.23% | ||
| 35 | ISHARES SILVER TR | 135,000 | 1,781,000 | 0.24% | ||
| 36 | ISHARES SILVER TR | 135,000 | 1,781,000 | 0.24% | Put | |
| 37 | ISHARES | 38,400 | 1,913,000 | 0.26% | ||
| 38 | Atlantica Yield plc | 102,803 | 1,983,000 | 0.27% | ||
| 39 | CAPITOL ACQUISITION CORP III | 200,000 | 1,990,000 | 0.27% | ||
| 40 | DOUBLE EAGLE ACQUISITION COR | 200,000 | 2,000,000 | 0.27% | ||
| 41 | GALMED PHARMACEUTICALS LTD | 264,600 | 2,014,000 | 0.28% | ||
| 42 | ISHARES INC | 67,500 | 2,454,000 | 0.34% | Call | |
| 43 | ISHARES INC | 67,500 | 2,454,000 | 0.34% | Put | |
| 44 | STATE NATL COS INC COM | 255,000 | 2,502,000 | 0.34% | ||
| 45 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 3,000,000 | 2,580,000 | 0.35% | PRN | |
| 46 | Gevo | 7,525,000 | 2,634,000 | 0.36% | PRN | |
| 47 | EATON VANCE NEW YORK MUN BD | 209,718 | 2,754,000 | 0.38% | ||
| 48 | ENPRO INDS INC COM | 62,926 | 2,759,000 | 0.38% | ||
| 49 | ISHARES TR | 79,800 | 2,816,000 | 0.39% | ||
| 50 | STONEGATE MTG CORP | 526,990 | 2,872,000 | 0.39% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-053108, filed 2016.02.16).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
