| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 177,166 | 2,431,000 | 23.59% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 177,195 | 2,430,000 | 23.58% | ||
| 3 | Invesco Ltd. | 66,550 | 913,000 | 8.86% | ||
| 4 | LAZARD ASSET MANAGEMENT LLC | 45,600 | 625,000 | 6.06% | PRN | |
| 5 | 683 Capital Management, LLC | 42,606 | 585,000 | 5.68% | ||
| 6 | Focused Wealth Management, Inc | 39,583 | 543,000 | 5.27% | ||
| 7 | MORGAN STANLEY | 38,833 | 533,000 | 5.17% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 33,145 | 455,000 | 4.41% | ||
| 9 | Horizon Kinetics LLC | 30,957 | 425,000 | 4.12% | ||
| 10 | Curi Capital, LLC | 17,344 | 238,000 | 2.31% | ||
| 11 | GRACE & WHITE INC /NY | 17,147 | 235,000 | 2.28% | ||
| 12 | RELATIVE VALUE PARTNERS GROUP, LLC | 15,770 | 216,000 | 2.10% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,706 | 215,000 | 2.09% | ||
| 14 | UBS Group AG | 11,650 | 160,000 | 1.55% | ||
| 15 | ROYAL BANK OF CANADA | 5,700 | 78,000 | 0.76% | ||
| 16 | CITIGROUP INC | 4,113 | 57,000 | 0.55% | ||
| 17 | MSI Financial Services Inc | 3,800 | 52,000 | 0.50% | ||
| 18 | WOLVERINE ASSET MANAGEMENT LLC | 2,665 | 36,000 | 0.35% | ||
| 19 | AMERICAN INTERNATIONAL GROUP, INC. | 2,011 | 28,000 | 0.27% | ||
| 20 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 27,000 | 0.26% | ||
| 21 | WELLS FARGO & COMPANY/MN | 1,762 | 24,000 | 0.23% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
