| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Karpus Management, Inc. | 614,010 | 8,062,000 | 29.43% | ||
| 2 | UBS Group AG | 283,862 | 3,727,000 | 13.60% | ||
| 3 | GUGGENHEIM CAPITAL LLC | 261,461 | 3,432,000 | 12.53% | ||
| 4 | 683 Capital Management, LLC | 209,718 | 2,754,000 | 10.05% | ||
| 5 | Fiera Capital Corp | 136,924 | 1,798,000 | 6.56% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 110,517 | 1,451,000 | 5.30% | ||
| 7 | Invesco Ltd. | 84,678 | 1,112,000 | 4.06% | ||
| 8 | LAZARD ASSET MANAGEMENT LLC | 47,500 | 623,000 | 2.27% | PRN | |
| 9 | ROYAL BANK OF CANADA | 45,842 | 602,000 | 2.20% | ||
| 10 | HighTower Advisors, LLC | 40,896 | 534,000 | 1.95% | ||
| 11 | MORGAN STANLEY | 36,844 | 484,000 | 1.77% | ||
| 12 | Edge Wealth Management LLC | 33,500 | 440,000 | 1.61% | SH | |
| 13 | TOMPKINS FINANCIAL CORP | 32,050 | 421,000 | 1.54% | ||
| 14 | WELLS FARGO & COMPANY/MN | 23,728 | 311,000 | 1.14% | ||
| 15 | Horizon Kinetics LLC | 21,747 | 286,000 | 1.04% | ||
| 16 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 15,858 | 208,000 | 0.76% | ||
| 17 | Laurion Capital Management LP | 14,409 | 189,000 | 0.69% | ||
| 18 | NWAM LLC | 12,950 | 170,000 | 0.62% | ||
| 19 | USCA RIA LLC | 12,000 | 158,000 | 0.58% | ||
| 20 | Bank of New York Mellon Corp | 11,270 | 148,000 | 0.54% | ||
| 21 | LPL Financial LLC | 10,938 | 143,000 | 0.52% | ||
| 22 | Commonwealth Equity Services, Inc | 10,500 | 138,000 | 0.50% | ||
| 23 | MSI Financial Services Inc | 7,746 | 102,000 | 0.37% | ||
| 24 | LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | 5,000 | 66,000 | 0.24% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,500 | 20,000 | 0.07% | ||
| 26 | FIRST MANHATTAN CO. LLC. | 690 | 9,000 | 0.03% | ||
| 27 | CITIGROUP INC | 350 | 5,000 | 0.02% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 300 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
