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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
51 ORMAT TECHNOLOGIES INC 12,859 489 0.23%
52 RENESOLA LTD 328,500 483 0.22%
53 ENPHASE ENERGY INC 35,900 474 0.22%
54 YINGLI GREEN ENERGY HLDG CO 215,100 398 0.19%
55 CNOOC LTD 2,750 390 0.18%
56 AFLAC INC 4,810 308 0.14%
57 JOHNSON & JOHNSON 2,960 298 0.14%
58 MERCK & CO INC 5,110 294 0.14%
59 GALLAGHER ARTHUR J & CO 6,270 293 0.14%
60 ILLINOIS TOOL WKS INC 3,000 291 0.14%
61 COCA COLA CO 7,080 287 0.13%
62 GENERAL DYNAMICS CORP 2,110 286 0.13%
63 PROCTER AND GAMBLE CO 3,490 286 0.13%
64 CHINA MOBILE LIMITED 4,340 282 0.13%
65 ABBVIE INC 4,790 280 0.13%
66 MATTEL INC 11,790 269 0.13%
67 MICROSOFT CORP 6,540 266 0.12%
68 TRIANGLE PETE CORP 25,000 126 0.06%
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Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL DYNAMICS CORP 2,310 327 0.15%
2 CNOOC LTD 2,750 390 0.18%
3 JOHNSON & JOHNSON 3,070 299 0.14%
4 ILLINOIS TOOL WKS INC 3,460 318 0.15%
5 PROCTER AND GAMBLE CO 4,100 321 0.15%
6 CHINA MOBILE LIMITED 4,340 278 0.13%
7 ABBVIE INC 4,790 322 0.15%
8 AFLAC INC 5,120 318 0.15%
9 MERCK & CO INC 5,450 310 0.14%
10 GALLAGHER ARTHUR J & CO 6,750 319 0.15%
11 MICROSOFT CORP 7,380 326 0.15%
12 COCA COLA CO 8,060 316 0.15%
13 MATTEL INC 12,360 318 0.15%
14 ORMAT TECHNOLOGIES INC 15,059 567 0.26%
15 CANADIAN SOLAR INC 18,400 526 0.24%
16 JINKOSOLAR HLDG CO LTD 18,900 558 0.26%
17 SUNPOWER CORP 19,450 553 0.25%
18 EXXON MOBIL CORP 24,400 2,030 0.93%
19 TRIANGLE PETE CORP 25,000 126 0.06%
20 OCCIDENTAL PETE CORP DEL 28,200 2,193 1.01%
21 INTERCONTINENTAL EXCHANGE IN 29,710 6,643 3.05%
22 CARRIZO OIL & GAS INC 30,070 1,481 0.68%
23 HESS CORP 30,143 2,016 0.93%
24 APACHE CORP 35,309 2,035 0.94%
25 QEP RES INC 37,200 689 0.32%
26 DEVON ENERGY CORP NEW 37,600 2,237 1.03%
27 NETEASE INC 39,175 5,675 2.61%
28 ROPER TECHNOLOGIES INC 40,840 7,043 3.24%
29 VALERO ENERGY CORP NEW 44,799 2,804 1.29%
30 BOEING CO 46,010 6,383 2.93%
31 NOBLE ENERGY INC 46,770 1,996 0.92%
32 HALLIBURTON CO 50,800 2,188 1.01%
33 SOHU COM INC 53,150 3,141 1.44%
34 ENPHASE ENERGY INC 55,700 424 0.19%
35 L-3 Communications Hldgs 57,480 6,517 3.00%
36 NEWFIELD EXPL CO 59,486 2,149 0.99%
37 UNIT CORP COM 63,397 1,719 0.79%
38 STONE ENERGY CORP 64,800 816 0.38%
39 CANADIAN NAT RES LTD 66,100 1,794 0.82%
40 GILEAD SCIENCES INC 68,510 8,021 3.69%
41 SUNCOR ENERGY INC NEW 69,976 1,927 0.89%
42 DANAHER CORP DEL 81,070 6,939 3.19%
43 SOUTHWESTERN ENERGY CO 82,000 1,864 0.86%
44 SCHLUMBERGER LTD 85,240 7,347 3.38%
45 ChinaCache International Holdi 86,500 1,083 0.50%
46 CAPITAL ONE FINL CORP 86,600 7,618 3.50%
47 STATE STR CORP 92,884 7,152 3.29%
48 QUALCOMM INC 103,230 6,466 2.97%
49 HELIX ENERGY SOLUTIONS GRP INC COM 103,880 1,312 0.60%
50 EBAY INC 116,810 7,037 3.23%
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