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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 GENERAL DYNAMICS CORP 2,110 286 0.13%
2 CNOOC LTD 2,750 390 0.18%
3 JOHNSON & JOHNSON 2,960 298 0.14%
4 ILLINOIS TOOL WKS INC 3,000 291 0.14%
5 PROCTER AND GAMBLE CO 3,490 286 0.13%
6 CHINA MOBILE LIMITED 4,340 282 0.13%
7 Abbvie Inc 4,790 280 0.13%
8 AFLAC INC 4,810 308 0.14%
9 MERCK & CO INC 5,110 294 0.14%
10 GALLAGHER AURTHUR J & CO 6,270 293 0.14%
11 MICROSOFT CORP 6,540 266 0.12%
12 COCA COLA CO 7,080 287 0.13%
13 MATTELINC 11,790 269 0.13%
14 ORMAT TECHNOLOGIES INC 12,859 489 0.23%
15 CANADIAN SOLAR INC 18,400 614 0.29%
16 SUNPOWER CORPORATION 19,450 609 0.28%
17 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
18 EXXON MOBIL CORP 24,400 2,074 0.97%
19 TRIANGLE PETE CORP 25,000 126 0.06%
20 OCCIDENTAL PETE CORP DEL 28,200 2,059 0.96%
21 INTERCONTINENTAL EXCHANGE IN 29,710 6,930 3.22%
22 Carrizo Oil & Gas Inc 30,070 1,493 0.69%
23 AMERADAHESSC 30,143 2,046 0.95%
24 APACHE CORP 35,309 2,130 0.99%
25 ENPHASE ENERGY INC 35,900 474 0.22%
26 QEP RES INC 37,200 776 0.36%
27 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
28 Roper Technologies Inc 40,840 7,024 3.27%
29 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
30 SOHU COM INC 45,050 2,403 1.12%
31 BOEING CO 46,010 6,905 3.21%
32 NOBLE ENERGY 46,770 2,287 1.06%
33 HALLIBURTON CO 50,800 2,229 1.04%
34 Stone Energy Corp 51,800 760 0.35%
35 UNIT CORP 56,897 1,592 0.74%
36 L3 TECHNOLOGIES INC COM 57,010 7,171 3.34%
37 NETEASE INC 63,475 6,684 3.11%
38 CANADIAN NAT RES LTD 66,100 2,026 0.94%
39 GILEAD SCIENCES INC 68,510 6,723 3.13%
40 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
41 DANAHER CORP DEL 81,070 6,883 3.20%
42 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
43 NEWFIELDEXPL 84,686 2,972 1.38%
44 SCHLUMBERGER LTD 85,240 7,112 3.31%
45 CHINACACHE INTL HLDG LTD 86,500 1,027 0.48%
46 Capital One Finl 86,600 6,826 3.18%
47 HELIX ENERGY SOLUTIONS GRP I 90,880 1,360 0.63%
48 STATE STR CORP 92,884 6,830 3.18%
49 Qualcomm Inc 102,670 7,119 3.31%
50 EBAY INC 116,810 6,738 3.14%
Page 1 of 2
Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CANADIAN SOLAR INC 18,400 526 0.24%
52 RENESOLA LTD 379,300 520 0.24%
53 COMPANHIA ENERGETICA DE MINA 134,304 512 0.24%
54 ENPHASE ENERGY INC 55,700 424 0.19%
55 CNOOC LTD 2,750 390 0.18%
56 GENERAL DYNAMICS CORP 2,310 327 0.15%
57 MICROSOFT CORP 7,380 326 0.15%
58 Abbvie Inc 4,790 322 0.15%
59 PROCTER AND GAMBLE CO 4,100 321 0.15%
60 GALLAGHER AURTHUR J & CO 6,750 319 0.15%
61 AFLAC INC 5,120 318 0.15%
62 MATTELINC 12,360 318 0.15%
63 ILLINOIS TOOL WKS INC 3,460 318 0.15%
64 COCA COLA CO 8,060 316 0.15%
65 MERCK & CO INC 5,450 310 0.14%
66 JOHNSON & JOHNSON 3,070 299 0.14%
67 CHINA MOBILE LIMITED 4,340 278 0.13%
68 YINGLI GREEN ENERGY HLDG CO 215,100 265 0.12%
69 TRIANGLE PETE CORP 25,000 126 0.06%
Page 2 of 2