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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 YINGLI GREEN ENERGY HLDG CO 215,100 398 0.19%
2 Xerox Corp 529,880 6,809 3.17%
3 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
4 UNIT CORP COM 56,897 1,592 0.74%
5 TRINA SOLAR ADR REPTG 50 ORD 172,820 2,090 0.97%
6 TRIANGLE PETE CORP 25,000 126 0.06%
7 TD AMERITRADE HLDG CORP 185,090 6,896 3.21%
8 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,573 3.06%
9 Stone Energy Corp 51,800 760 0.35%
10 SUNPOWER CORP 19,450 609 0.28%
11 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
12 STATE STR CORP 92,884 6,830 3.18%
13 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
14 SOHU COM INC COM 45,050 2,403 1.12%
15 SCHLUMBERGER LTD 85,240 7,112 3.31%
16 ROPER TECHNOLOGIES INC 40,840 7,024 3.27%
17 RENESOLA LTD 328,500 483 0.22%
18 QUALCOMM INC 102,670 7,119 3.31%
19 QEP RES INC 37,200 776 0.36%
20 PTC INC 194,190 7,024 3.27%
21 PROCTER AND GAMBLE CO 3,490 286 0.13%
22 ORMAT TECHNOLOGIES INC 12,859 489 0.23%
23 ORACLE CORP 156,180 6,739 3.14%
24 OCCIDENTAL PETE CORP DEL 28,200 2,059 0.96%
25 NVIDIA CORPORATION 305,185 6,386 2.97%
26 NOBLE ENERGY INC 46,770 2,287 1.06%
27 NEWFIELD EXPL CO 84,686 2,972 1.38%
28 NETEASE INC 63,475 6,684 3.11%
29 MICROSOFT CORP 6,540 266 0.12%
30 MERCK & CO INC 5,110 294 0.14%
31 MATTEL INC 11,790 269 0.13%
32 L-3 Communications Holdings 57,010 7,171 3.34%
33 JOHNSON & JOHNSON 2,960 298 0.14%
34 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
35 JA SOLAR HOLDINGS CO LTD 186,520 1,783 0.83%
36 INTERCONTINENTAL EXCHANGE IN 29,710 6,930 3.22%
37 INTEL CORP 225,010 7,036 3.27%
38 ILLINOIS TOOL WKS INC 3,000 291 0.14%
39 HESS CORP 30,143 2,046 0.95%
40 HELIX ENERGY SOLUTIONS GRP I 90,880 1,360 0.63%
41 HALLIBURTON CO 50,800 2,229 1.04%
42 GILEAD SCIENCES INC 68,510 6,723 3.13%
43 GENERAL DYNAMICS CORP 2,110 286 0.13%
44 GALLAGHER ARTHUR J & CO 6,270 293 0.14%
45 EXXON MOBIL CORP 24,400 2,074 0.97%
46 ENPHASE ENERGY INC 35,900 474 0.22%
47 EBAY INC 116,810 6,738 3.14%
48 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
49 DANAHER CORP DEL 81,070 6,883 3.20%
50 COMPANHIA ENERGETICA DE MINA 134,304 549 0.26%
Page 1 of 2
Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CANADIAN SOLAR INC 18,400 526 0.24%
52 RENESOLA LTD 379,300 520 0.24%
53 COMPANHIA ENERGETICA DE MINA 134,304 512 0.24%
54 ENPHASE ENERGY INC 55,700 424 0.19%
55 CNOOC LTD 2,750 390 0.18%
56 GENERAL DYNAMICS CORP 2,310 327 0.15%
57 MICROSOFT CORP 7,380 326 0.15%
58 ABBVIE INC 4,790 322 0.15%
59 PROCTER AND GAMBLE CO 4,100 321 0.15%
60 GALLAGHER ARTHUR J & CO 6,750 319 0.15%
61 AFLAC INC 5,120 318 0.15%
62 MATTEL INC 12,360 318 0.15%
63 ILLINOIS TOOL WKS INC 3,460 318 0.15%
64 COCA COLA CO 8,060 316 0.15%
65 MERCK & CO INC 5,450 310 0.14%
66 JOHNSON & JOHNSON 3,070 299 0.14%
67 CHINA MOBILE LIMITED 4,340 278 0.13%
68 YINGLI GREEN ENERGY HLDG CO 215,100 265 0.12%
69 TRIANGLE PETE CORP 25,000 126 0.06%
Page 2 of 2