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Institutional Investment Manager
Guinness Atkinson Asset Management Inc
Guinness Atkinson Asset Management Inc (CIK: 0001409765) incorporated in Delaware, located at 251 South Lake Avenue, Suite 800, Pasadena, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001409765-15-000006) filed in 2015.07.09
#
Name
Shares
Value ($)
%
Options
Notes
1 L-3 Communications Hldgs 57,010 7,171 3.34%
2 QUALCOMM INC 102,670 7,119 3.31%
3 SCHLUMBERGER LTD 85,240 7,112 3.31%
4 CISCO SYS INC 258,005 7,101 3.30%
5 BLOCK H & R INC 220,810 7,081 3.30%
6 INTEL CORP 225,010 7,036 3.27%
7 ROPER TECHNOLOGIES INC 40,840 7,024 3.27%
8 PTC INC 194,190 7,024 3.27%
9 INTERCONTINENTAL EXCHANGE IN 29,710 6,930 3.22%
10 BOEING CO 46,010 6,905 3.21%
11 TD AMERITRADE HLDG CORP 185,090 6,896 3.21%
12 DANAHER CORP DEL 81,070 6,883 3.20%
13 BP PLC 175,370 6,859 3.19%
14 STATE STR CORP 92,884 6,830 3.18%
15 CAPITAL ONE FINL CORP 86,600 6,826 3.18%
16 XEROX CORP 529,880 6,809 3.17%
17 COMCAST CORP NEW 120,070 6,780 3.16%
18 ORACLE CORP 156,180 6,739 3.14%
19 EBAY INC 116,810 6,738 3.14%
20 GILEAD SCIENCES INC 68,510 6,723 3.13%
21 NETEASE INC 63,475 6,684 3.11%
22 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,573 3.06%
23 APPLIED MATLS INC 290,310 6,549 3.05%
24 NVIDIA CORPORATION 305,185 6,386 2.97%
25 NEWFIELD EXPL CO 84,686 2,972 1.38%
26 VALERO ENERGY CORP NEW 44,799 2,850 1.33%
27 SOHU COM INC 45,050 2,403 1.12%
28 NOBLE ENERGY INC 46,770 2,287 1.06%
29 DEVON ENERGY CORP NEW 37,600 2,268 1.06%
30 HALLIBURTON CO 50,800 2,229 1.04%
31 APACHE CORP 35,309 2,130 0.99%
32 TRINA SOLAR ADR REPTG 50 ORD 172,820 2,090 0.97%
33 EXXON MOBIL CORP 24,400 2,074 0.97%
34 OCCIDENTAL PETE CORP DEL 28,200 2,059 0.96%
35 HESS CORP 30,143 2,046 0.95%
36 SUNCOR ENERGY INC NEW 69,976 2,045 0.95%
37 CANADIAN NAT RES LTD 66,100 2,026 0.94%
38 SOUTHWESTERN ENERGY CO 82,000 1,902 0.89%
39 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 186,520 1,783 0.83%
40 CHESAPEAKE ENERGY CORP 124,400 1,762 0.82%
41 UNIT CORP COM 56,897 1,592 0.74%
42 CARRIZO OIL & GAS INC 30,070 1,493 0.69%
43 HELIX ENERGY SOLUTIONS GRP INC COM 90,880 1,360 0.63%
44 ChinaCache International Holdi 86,500 1,027 0.48%
45 QEP RES INC 37,200 776 0.36%
46 STONE ENERGY CORP 51,800 760 0.35%
47 CANADIAN SOLAR INC 18,400 614 0.29%
48 JINKOSOLAR HLDG CO LTD 23,800 610 0.28%
49 SUNPOWER CORP 19,450 609 0.28%
50 COMPANHIA ENERGETICA DE MINA 134,304 549 0.26%
Page 1 of 2
Restatement filing (0001409765-15-000007) filed in 2015.07.15
#
Name
Shares
Value ($)
%
Options
Notes
51 COMCAST CORP NEW 120,070 7,221 3.32%
52 COMPANHIA ENERGETICA DE MINA 134,304 512 0.24%
53 CHESAPEAKE ENERGY CORP 139,400 1,557 0.72%
54 ORACLE CORP 156,180 6,294 2.89%
55 TRINA SOLAR ADR REPTG 50 ORD 166,120 1,934 0.89%
56 BP PLC 175,370 7,008 3.22%
57 TD AMERITRADE HLDG CORP 185,090 6,815 3.13%
58 PTC INC 194,190 7,966 3.66%
59 TEGNA INC 195,890 6,282 2.89%
60 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 196,920 1,684 0.77%
61 YINGLI GREEN ENERGY HLDG CO 215,100 265 0.12%
62 BLOCK H & R INC 222,880 6,609 3.04%
63 INTEL CORP 225,010 6,844 3.15%
64 CISCO SYS INC 259,225 7,118 3.27%
65 TAIWAN SEMICONDUCTOR MFG LTD 279,949 6,358 2.92%
66 APPLIED MATLS INC 290,310 5,580 2.56%
67 NVIDIA CORPORATION 305,185 6,137 2.82%
68 RENESOLA LTD 379,300 520 0.24%
69 XEROX CORP 529,880 5,638 2.59%
Page 2 of 2