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Institutional Investment Manager
J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC (CIK: 0001418204), located at 111 Pine Street, San Francisco, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001085146-14-002095) filed in 2014.11.06
#
Name
Shares
Value ($)
%
Options
Notes
51 ANNALY CAP MGMT INC 11,663 125 0.00%
52 ROCKWELL MED INC 13,896 127 0.00%
53 POWERSHARES ETF TRUST 10,300 128 0.00%
54 PENN WEST PETE LTD NEW 19,000 129 0.00%
55 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 23,298 131 0.00%
56 MGIC INVT CORP WIS 16,871 132 0.00%
57 FS KKR CAPITAL CORP COM 12,636 136 0.00%
58 UNIVERSAL TECHNICAL INST INC 14,500 136 0.00%
59 QLOGIC CORP 14,911 137 0.00%
60 GRAPHIC PACKAGING HLDG CO 11,215 139 0.00%
61 ASTORIA FINL CORPORATION 11,521 143 0.00%
62 COHEN & STEERS QUALITY RLTY 13,500 144 0.00%
63 HAWAIIAN HOLDINGS INC COM 10,840 146 0.00%
64 KULICKE & SOFFA INDS INC 10,267 146 0.00%
65 MORGAN STANLEY EM MKTS DM DECOM 12,382 146 0.00%
66 VISHAY INTERTECHNOLOGY INC 10,430 149 0.00%
67 OFFICE DEPOT INC 29,130 150 0.00%
68 VALLEY NATL BANCORP 15,475 150 0.00%
69 Bank of America Corp Warrants Exp 01/16/19 20,000 150 0.00%
70 Qorvo Inc 13,392 155 0.00%
71 NUVEEN PREM INCOME MUN FD 11,600 155 0.00%
72 BAZAARVOICE INC 21,059 155 0.00%
73 Fox Factory Holding Corp 10,060 156 0.00%
74 AEGON N V 19,124 157 0.00%
75 NEUBERGER BERMAN HGH YLD STRAT 12,157 157 0.00%
76 ORANGE ADR SPONSORED 10,648 157 0.00%
77 PACIFIC CONTINENTAL CORP 12,329 158 0.00%
78 PETROLEO BRASILEIRO SA PETRO 11,225 159 0.00%
79 GLOBAL EAGLE ENTMT INC 14,211 159 0.00%
80 PENNEY J C 15,937 160 0.00%
81 NEW MTN FIN CORP 11,000 162 0.00%
82 BAZAARVOICE INC 22,437 165 0.00%
83 Arrowhead Pharma Inc 11,266 166 0.00%
84 Nuveen CA Qualty Muni Income F 11,733 167 0.00%
85 FRONTIER COMMUNICATIONS CORP 26,069 170 0.00%
86 NORTHERN OIL & GAS INC NEV 11,980 170 0.00%
87 DENBURY RESOURCES INC 11,371 171 0.00%
88 Genworth Financial Inc - Cl A 13,046 171 0.00%
89 MRV COMMUNICATIONS INC 13,758 176 0.00%
90 STAPLES INC 15,003 182 0.00%
91 Meritor Inc. 16,825 183 0.00%
92 ATMEL CORP 23,214 188 0.00%
93 ORANGE ADR SPONSORED 12,737 188 0.00%
94 NVIDIA CORPORATION 10,287 190 0.00%
95 Jive Software Inc 32,697 191 0.00%
96 Exelis Inc 11,675 193 0.00%
97 DOW 30 ENHANCED PREMIUM & IN 14,435 193 0.00%
98 * SANDRIDGE ENERGY INC COM 45,223 194 0.00%
99 SANGAMO THERAPEUTICS INCORPORATED 18,000 194 0.00%
100 CABLEVISION SYSTEMS CORP 11,275 197 0.00%
Page 2 of 31
Restatement filing (0001085146-14-002374) filed in 2014.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES RUSSELL 1000 ETF 1,444,149 158,669 2.04%
2 APPLE INC 1,552,675 156,432 2.01%
3 APPLE INC 1,290,736 130,042 1.67%
4 CHEVRON CORP NEW 1,067,966 127,430 1.64%
5 Facebook Inc Cl A 1,342,635 106,122 1.36%
6 PROCTER AND GAMBLE CO 1,212,881 101,567 1.31%
7 SPDR S&P 500 ETF TR 475,680 93,718 1.21%
8 ISHARES TR 927,375 92,821 1.19%
9 GENERAL ELECTRIC CO 3,371,519 86,378 1.11%
10 LYONDELLBASELL INDUSTRIES N 740,718 80,486 1.04%
11 ISHARES TR 1,314,551 77,427 1.00%
12 PEPSICO INC 822,467 76,563 0.98%
13 EXXON MOBIL CORP 808,558 76,045 0.98%
14 ISHARES TR 1,263,959 74,447 0.96%
15 ISHARES TR 675,150 73,828 0.95%
16 ISHARES RUSSELL 3000 ETF 624,017 72,879 0.94%
17 INTERNATIONAL BUSINESS MACHS 372,654 70,741 0.91%
18 MICROSOFT CORP 1,482,138 68,712 0.88%
19 VERIZON COMMUNICATIONS INC 1,358,170 67,895 0.87%
20 UNITED TECHNOLOGIES CORP 639,054 67,484 0.87%
21 ISHARES TRUST S&P 100 ETF 735,262 64,820 0.83%
22 VANGUARD SPECIALIZED FUNDS 841,010 64,716 0.83%
23 WELLS FARGO & CO NEW 1,242,673 64,457 0.83%
24 JPMORGAN CHASE & CO 1,037,379 62,491 0.80%
25 PFIZER INC 2,103,391 62,197 0.80%
26 JOHNSON & JOHNSON 582,168 62,054 0.80%
27 INTEL CORP 1,758,425 61,229 0.79%
28 QUALCOMM INC 807,523 60,379 0.78%
29 VANGUARD INDEX FDS 316,537 57,163 0.74%
30 ISHARES TRUST S&P 100 ETF 626,468 55,230 0.71%
31 ISHARES TR 515,154 55,029 0.71%
32 PEMBINA PIPELINE CORP 1,264,745 53,296 0.69%
33 3M Co 370,688 52,519 0.68%
34 UNION PAC CORP 477,156 51,733 0.67%
35 CERNER CORP 856,931 51,047 0.66%
36 ACE LTD 475,288 49,843 0.64%
37 VANGUARD SPECIALIZED FUNDS 647,688 49,840 0.64%
38 CVS HEALTH CORP 613,715 48,846 0.63%
39 SCHLUMBERGER LTD 459,142 46,690 0.60%
40 FORD MTR CO DEL 3,083,230 45,601 0.59%
41 GILEAD SCIENCES INC 425,222 45,265 0.58%
42 AMGEN INC 314,213 44,134 0.57%
43 RPM INTL INC 952,340 43,598 0.56%
44 STARBUCKS CORP 577,583 43,585 0.56%
45 POWERSHARES QQQ TRUST 430,658 42,545 0.55%
46 ACCENTURE PLC IRELAND 521,424 42,402 0.55%
47 Alphabet Inc. Class C 70,551 41,513 0.53%
48 ALPHABET INC C NON VOTING SHAR 70,468 40,685 0.52%
49 NOVO-NORDISK A S 821,355 39,113 0.50%
50 NATIONAL OILWELL VARCO INC 498,469 37,933 0.49%
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