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Institutional Investment Manager
J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC (CIK: 0001418204), located at 111 Pine Street, San Francisco, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 1,237 holdings with a total value of $10,733,726,000.
#
Name
Shares
Value ($)
%
Options
Notes
1201 SUMITOMO MITSUI FINL GROUP INCORPORATED SPONSORED ADR 12,825 87,000 0.00%
1202 ENSCO PLC 10,130 86,000 0.00%
1203 ADVERUM BIOTECHNOLOGIES INC 20,000 82,000 0.00%
1204 SORRENTO THERAPEUTICS INC 10,000 77,000 0.00%
1205 MCEWEN MNG INC 21,050 77,000 0.00%
1206 CIVEO CORP CDA 67,376 77,000 0.00%
1207 MFA FINL INC 10,000 75,000 0.00%
1208 ANWORTH MTG ASSET CORP 14,900 73,000 0.00%
1209 ENERPLUS CORP 11,250 72,000 0.00%
1210 AVINGER INC 14,856 71,000 0.00%
1211 YUME INC 17,234 68,000 0.00%
1212 CELLDEX THERAPEUTICS INC NEW 16,683 68,000 0.00%
1213 ALPINE GLOBAL PREMIER PPTYS 11,269 63,000 0.00%
1214 INTERNAP CORP 37,319 62,000 0.00%
1215 AK STEEL HLDG CORP 12,646 61,000 0.00%
1216 IMMUNOGEN INC 21,448 58,000 0.00%
1217 DEXTERA SURGICAL 30,550 57,000 0.00%
1218 Weatherford International 10,000 56,000 0.00%
1219 MFS HIGH YIELD MUNICIPAL 10,861 55,000 0.00%
1220 RIVERVIEW BANCORP INC 10,098 54,000 0.00%
1221 Cambium Learning Group Inc 10,000 54,000 0.00%
1222 GULFMARK OFFSHORE INC 31,134 52,000 0.00%
1223 CAPSTONE TURBINE CORP 35,800 49,000 0.00%
1224 ALCOBRA LTD 20,000 49,000 0.00%
1225 Global Ship Lease Inc 29,400 49,000 0.00%
1226 GALENA BIOPHARMA INC 130,373 46,000 0.00%
1227 DOVER MOTORSPORTS INC 15,357 38,000 0.00%
1228 PENGROWTH ENERGY 19,560 31,000 0.00%
1229 MANNKIND CORPORATION 48,370 30,000 0.00%
1230 Zynga Inc 10,000 29,000 0.00%
1231 GALECTIN THERAPEUTICS INC COM 26,000 29,000 0.00%
1232 NORTHERN OIL & GAS INC NEV 11,000 29,000 0.00%
1233 VERASTEM INC COM 12,500 17,000 0.00%
1234 QUICKLOGIC CORP 15,423 11,000 0.00%
1235 POLYMET MINING CORP COM 10,000 8,000 0.00%
1236 SUNSHINE HEART INC 10,000 6,000 0.00%
1237 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 10,000 0 0.00%
Page 25 of 25

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004852, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.