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RIVERVIEW BANCORP INC
RIVERVIEW BANCORP INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 57 Institutional holders with a total value of $62,272,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Ancora Advisors LLC 1,959,438 10,542,000 16.93%
2 WELLINGTON MANAGEMENT GROUP LLP 1,505,284 8,098,000 13.00%
3 MALTESE CAPITAL MANAGEMENT LLC 1,375,000 7,398,000 11.88%
4 DIMENSIONAL FUND ADVISORS LP 1,152,873 6,202,000 9.96%
5 PL Capital Advisors, LLC 715,630 3,850,000 6.18%
6 Elizabeth Park Capital Advisors, Ltd. 667,045 3,589,000 5.76%
7 BANC FUNDS CO LLC 541,574 2,914,000 4.68%
8 ALLIANCEBERNSTEIN L.P. 468,203 2,519,000 4.05%
9 JACOBS ASSET MANAGEMENT, LLC 438,196 2,357,000 3.79%
10 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 426,062 2,292,000 3.68%
11 CONTINENTAL ADVISORS LLC 306,532 1,649,000 2.65%
12 BRIDGEWAY CAPITAL MANAGEMENT, LLC 297,484 1,600,000 2.57%
13 DEPRINCE RACE & ZOLLO INC 258,492 1,391,000 2.23%
14 VANGUARD GROUP INC 234,515 1,262,000 2.03%
15 Curi Capital, LLC 140,000 753,000 1.21%
16 BlackRock Institutional Trust Company, N.A. 105,305 567,000 0.91%
17 Municipal Employees' Retirement System of Michigan 103,820 559,000 0.90%
18 DEUTSCHE BANK AG\ 74,200 399,000 0.64%
19 RENAISSANCE TECHNOLOGIES LLC 74,200 399,000 0.64%
20 BlackRock Fund Advisors 71,629 385,000 0.62%
21 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 69,355 373,000 0.60%
22 STIFEL FINANCIAL CORP 66,950 363,000 0.58%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,145 270,000 0.43%
24 GEODE CAPITAL MANAGEMENT, LLC 45,780 246,000 0.40%
25 MAI Capital Management 35,884 193,000 0.31%
26 NORTHERN TRUST CORP 34,098 183,000 0.29%
27 Cambridge Investment Research Advisors, Inc. 32,720 176,000 0.28%
28 WEDBUSH SECURITIES INC 29,000 156,000 0.25%
29 CONTEXT BH CAPITAL MANAGEMENT, LP 26,615 143,000 0.23%
30 BADGLEY PHELPS & BELL INC 24,500 132,000 0.21%
31 Spark Investment Management LLC 23,300 125,000 0.20%
32 Bank of New York Mellon Corp 22,938 124,000 0.20%
33 Freestone Capital Holdings, LLC 20,999 113,000 0.18%
34 LPL Financial LLC 19,307 104,000 0.17%
35 FineMark National Bank & Trust 14,492 78,000 0.13%
36 MORGAN STANLEY 14,095 76,000 0.12%
37 Janney Montgomery Scott LLC 12,500 67,000 0.11%
38 O'SHAUGHNESSY ASSET MANAGEMENT, LLC 11,769 63,000 0.10%
39 STATE STREET CORP 11,435 61,000 0.10%
40 Creative Planning 11,185 60,000 0.10%
41 UBS Group AG 11,225 60,000 0.10%
42 Invesco Ltd. 11,201 60,000 0.10%
43 J.P. Morgan Private Wealth Advisors LLC 10,098 54,000 0.09%
44 BLACKROCK ADVISORS LLC 8,387 45,000 0.07%
45 JPMORGAN CHASE & CO 8,165 44,000 0.07%
46 ACADIAN ASSET MANAGEMENT LLC 8,203 44,000 0.07%
47 Nationwide Fund Advisors 5,811 31,000 0.05%
48 BANK OF MONTREAL /CAN/ 5,000 27,000 0.04%
49 BlackRock Investment Management, LLC 3,813 21,000 0.03%
50 GENEOS WEALTH MANAGEMENT INC. 3,000 16,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.