Dark
Light
System
Institutional Investment Manager
SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC (CIK: 0001418539). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001415889-17-000069) filed in 2017.01.12
#
Name
Shares
Value ($)
%
Options
Notes
751 ROYAL GOLD INC 402 25,467 0.01%
752 RPM INTL INC 27,430 1,476,557 0.31%
753 RPM INTL INC SR GLBL CV NT 20 145,000 173,189 0.04%
754 RTI INTL METALS INC SR CV NT1.625 19 9,700,000 10,004,192 2.07%
755 RYDEX ETF TRUST 565 48,952 0.01%
756 Royal Gold Inc 50,000 52,401 0.01%
757 SALESFORCE COM INC 334 22,866 0.00%
758 SANGAMO THERAPEUTICS INCORPORATED 1,300 3,965 0.00%
759 SANOFI 1,000 40,440 0.01%
760 SANOFI 1,014 385 0.00%
761 SASOL LTD 50 1,430 0.00%
762 SCANA 1,000 73,280 0.02%
763 SCHLUMBERGER LTD 33,488 2,811,295 0.58%
764 SCHWAB CHARLES CORP 2,150 84,861 0.02%
765 SCHWAB U.S. LARGE-CAP ETF 20 1,065 0.00%
766 SCHWAB U.S. LARGE-CAP VALUE ETF 20 962 0.00%
767 SCHWAB U.S. REIT ETF 16 657 0.00%
768 SCHWAB U.S. SMALL-CAP ETF 25 1,537 0.00%
769 SEABRIDGE GOLD INC 1,525 12,429 0.00%
770 SEASPAN CORP SHS 102,337 935,360 0.19%
771 SEATTLE GENETICS INC 600 31,662 0.01%
772 SECURITY NATL FINL CORP CL A NEW 392 2,548 0.00%
773 SELECT INCOME REIT 88,080 2,219,616 0.46%
774 SELECT SECTOR SPDR TR 340 23,440 0.00%
775 SELECT SECTOR SPDR TR 3,079 71,587 0.01%
776 SELECT SECTOR SPDR TR 502 24,277 0.01%
777 SEMPRA ENERGY 200 20,128 0.00%
778 SHIP FINANCE INTERNATIONAL L 5,950 88,358 0.02%
779 SHIRE PLC 177 30,157 0.01%
780 SILVER BAY RLTY TR CORP 244 4,182 0.00%
781 SILVER WHEATON CORP 6,507 125,715 0.03%
782 SIRIUS XM Radio, Inc. 300 1,335 0.00%
783 SKECHERS U S A INC 450 11,061 0.00%
784 SKYWORKS SOLUTIONS INC 100 7,466 0.00%
785 SONOCO PRODS CO 8,517 448,852 0.09%
786 SOUTHERN CO 200 9,838 0.00%
787 SOUTHERN COPPER CORP 400 12,776 0.00%
788 SOUTHWEST AIRLS CO 12,777 636,806 0.13%
789 SPDR S&P 500 ETF TR 567 126,742 0.03%
790 SPDR SER TR 749 41,622 0.01%
791 SPDR SER TR 343 29,347 0.01%
792 SPECTRUM PHARMACEUTICALS INC 7,995,000 7,101,879 1.47%
793 SPECTRUM PHARMACEUTICALS INC COM 237,980 1,054,251 0.22%
794 SPRINT CORP 1,839 15,484 0.00%
795 SPROUTS FMRS MKT INC 424 8,022 0.00%
796 SQUARE INC 555 7,565 0.00%
797 ST JUDE MED INC 300 24,057 0.00%
798 STAG INDL INC 1,950 46,547 0.01%
799 STANDARD MTR PRODS INC COM 400 21,288 0.00%
800 STARBUCKS CORP 3,559 197,596 0.04%
Page 16 of 18