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RYDEX ETF TRUST
RYDEX ETF TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 402 Institutional holders with a total value of $4,858,279,115.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 7,680,588 665,447,000 13.70%
2 BANK OF AMERICA CORP /DE/ 7,032,535 609,300,000 12.54%
3 UBS Group AG 5,957,926 516,195,000 10.63%
4 WELLS FARGO & COMPANY/MN 5,118,202 443,441,000 9.13%
5 Raymond James Financial Services Advisors, Inc. 2,036,664 176,458,000 3.63%
6 RAYMOND JAMES & ASSOCIATES 1,319,023 114,281,000 2.35%
7 LBMC INVESTMENT ADVISORS, LLC 1,197,293 103,733,000 2.14%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,150,542 99,683,000 2.05%
9 J.P. Morgan Private Wealth Advisors LLC 1,014,422 87,889,000 1.81%
10 HighTower Advisors, LLC 1,010,895 87,588,000 1.80%
11 Commonwealth Equity Services, Inc 883,313 76,530,000 1.58%
12 ROYAL BANK OF CANADA 832,193 72,101,000 1.48%
13 AMERIPRISE FINANCIAL INC 782,540 67,899,000 1.40%
14 GAM Holding AG 740,000 64,114,000 1.32%
15 SPC Financial, Inc. 685,574 59,398,000 1.22%
16 MSI Financial Services Inc 678,861 58,816,000 1.21%
17 ETRADE Capital Management LLC 541,001 46,872,000 0.96%
18 STIFEL FINANCIAL CORP 536,379 46,479,000 0.96%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 498,396 43,151,000 0.89%
20 Cetera Advisors LLC 475,365 41,178,000 0.85%
21 JPMORGAN CHASE & CO 380,318 32,951,000 0.68%
22 Clal Insurance Enterprises Holdings Ltd 380,194 32,940,000 0.68%
23 Annex Advisory Services, LLC 376,397 32,611,000 0.67%
24 CWM, LLC 373,427 32,354,000 0.67%
25 ENVESTNET ASSET MANAGEMENT INC 361,843 31,352,000 0.65%
26 Cerity Partners OCIO LLC 345,255 29,913,000 0.62%
27 COBIZ WEALTH, LLC 308,422 26,722,000 0.55%
28 BAIRD FINANCIAL GROUP, INC. 298,434 25,856,000 0.53%
29 WESCAP MANAGEMENT GROUP, INC. 296,326 25,674,000 0.53%
30 Cambridge Investment Research Advisors, Inc. 293,780 25,453,000 0.52%
31 PNC FINANCIAL SERVICES GROUP, INC. 280,775 24,327,000 0.50%
32 First Horizon Advisors, Inc. 280,530 23,107,000 0.48%
33 Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. 249,138 21,585,000 0.44%
34 BANK OF MONTREAL /CAN/ 251,280 21,565,000 0.44%
35 HARVEST CAPITAL MANAGEMENT INC 239,832 20,779,000 0.43%
36 SUNTRUST BANKS INC 235,063 20,364,000 0.42%
37 Sequoia Financial Advisors, LLC 228,800 19,823,000 0.41%
38 Cetera Advisor Networks LLC 227,582 19,735,000 0.41%
39 Orion Porfolio Solutions, LLC 227,309 19,694,000 0.41%
40 LEVEL FOUR ADVISORY SERVICES, LLC 225,132 19,505,000 0.40%
41 SHARKEY, HOWES & JAVER 222,867 19,309,000 0.40%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 210,087 18,202,000 0.37%
43 Financial Architects, Inc 208,498 18,064,000 0.37%
44 Stelac Advisory Services LLC 201,520 17,460,000 0.36%
45 CARDAN CAPITAL PARTNERS, LLC 194,515 16,853,000 0.35%
46 Main Management LLC 187,415 16,238,000 0.33%
47 HIGH FALLS ADVISORS, INC 184,614 15,995,000 0.33%
48 ADVISOR GROUP, INC. 164,818 14,280,000 0.29%
49 HL FINANCIAL SERVICES LLC 164,669 14,267,000 0.29%
50 Janney Montgomery Scott LLC 157,996 13,689,000 0.28%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.