| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KIPS BAY MED INC COM | 20,000 | 0 | 0.00% | ||
| 2 | BPZ RESOURCES INC COM | 11,800 | 0 | 0.00% | ||
| 3 | QUICKSILVER RESOURCES INC COM | 35,820 | 1,000 | 0.00% | ||
| 4 | CUBIC ENERGY INC | 30,000 | 1,000 | 0.00% | ||
| 5 | Neo Performance Materials | 10,947 | 1,000 | 0.00% | ||
| 6 | WALTER ENERGY INC COM | 10,606 | 2,000 | 0.00% | ||
| 7 | JOES JEANS INC | 12,400 | 2,000 | 0.00% | ||
| 8 | STOCK MNG INC | 10,550 | 6,000 | 0.00% | ||
| 9 | ALPHA NATURAL RESOURCES | 19,178 | 6,000 | 0.00% | ||
| 10 | REXAHN PHARMACEUTICALS INC | 12,000 | 7,000 | 0.00% | ||
| 11 | AETERNA ZENTARIS INC | 30,166 | 8,000 | 0.00% | ||
| 12 | Capstone Turbine | 24,700 | 10,000 | 0.00% | ||
| 13 | ENTEROMEDICS INC | 15,825 | 10,000 | 0.00% | ||
| 14 | ATHERSYS INC | 10,000 | 12,000 | 0.00% | ||
| 15 | MCEWEN MINING INC COM | 12,150 | 12,000 | 0.00% | ||
| 16 | Fuelcell Energy Inc | 13,350 | 13,000 | 0.00% | ||
| 17 | GOLDEN STAR RES LIMITED CDA | 41,610 | 14,000 | 0.00% | ||
| 18 | CHIQUITA BRANDS INTL INC | 15,000 | 15,000 | 0.00% | ||
| 19 | SUPERCONDUCTOR TECHNOLOGIES | 15,000 | 16,000 | 0.00% | ||
| 20 | TANZANIAN ROYALTY EXPL CORP | 47,050 | 16,000 | 0.00% | ||
| 21 | MINES MGMT INC | 34,200 | 17,000 | 0.00% | ||
| 22 | ARCH COAL INC | 55,042 | 19,000 | 0.00% | ||
| 23 | Rubicon Minerals Corp | 17,839 | 19,000 | 0.00% | ||
| 24 | BARCLAYS BANK PLC | 14,722 | 19,000 | 0.00% | ||
| 25 | HOME LN SERVICING SOLUTIONS LT ORD SHS | 29,924 | 21,000 | 0.00% | ||
| 26 | * SANDRIDGE ENERGY INC COM | 25,121 | 22,000 | 0.00% | ||
| 27 | DRYSHIPS INC | 38,246 | 23,000 | 0.00% | ||
| 28 | Ares Capital Corp | 25,000 | 26,000 | 0.00% | ||
| 29 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 10,388 | 28,000 | 0.00% | ||
| 30 | ABRAXAS PETE CORP | 10,000 | 30,000 | 0.00% | ||
| 31 | FRONTLINE LTD | 12,252 | 30,000 | 0.00% | ||
| 32 | GALENA BIOPHARMA INC | 19,589 | 33,000 | 0.00% | ||
| 33 | ZION OIL & GAS INC | 18,651 | 36,000 | 0.00% | ||
| 34 | POLYMET MINING CORP COM | 34,098 | 38,000 | 0.00% | ||
| 35 | OCLARO INC | 17,500 | 40,000 | 0.00% | ||
| 36 | ARMOUR RESIDENTIAL REIT | 14,311 | 40,000 | 0.00% | ||
| 37 | PROSPECT CAPITAL CORPORATION | 40,000 | 41,000 | 0.00% | ||
| 38 | ADCARE HEALTH SYSTEMS INC | 12,584 | 44,000 | 0.00% | ||
| 39 | ARES CAP CORP | 45,000 | 46,000 | 0.00% | ||
| 40 | NATURAL RESOURCE PARTNERS | 12,231 | 46,000 | 0.00% | ||
| 41 | AMARIN CORP PLC | 19,777 | 49,000 | 0.00% | ||
| 42 | SILVERCORP METALS INC | 45,096 | 49,000 | 0.00% | ||
| 43 | INFORMATION SERVICES GROUP I COM | 10,247 | 49,000 | 0.00% | ||
| 44 | PEABODY ENERGY CORP | 22,229 | 49,000 | 0.00% | ||
| 45 | MFS HIGH INCOME MUN TR | 10,925 | 50,000 | 0.00% | ||
| 46 | GOLD RESOURCE CORP | 20,620 | 57,000 | 0.00% | ||
| 47 | WESTPORT FUEL SYSTEMS INC | 12,025 | 57,000 | 0.00% | ||
| 48 | AK STEEL HLDG CORP | 14,786 | 57,000 | 0.00% | ||
| 49 | UNILIFE CORP | 29,200 | 63,000 | 0.00% | ||
| 50 | IMMUNOMEDICS INC | 15,800 | 64,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-15-000007, filed 2015.07.29).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
