| 1 |
DEUTSCHE BANK AG\ |
3,407,286 |
1,124,000 |
58.22% |
|
|
| 2 |
D. E. Shaw & Co., Inc. |
719,127 |
237,000 |
12.28% |
|
|
| 3 |
CANADA PENSION PLAN INVESTMENT BOARD |
517,018 |
170,000 |
8.81% |
|
|
| 4 |
MILLENNIUM MANAGEMENT LLC |
464,084 |
153,000 |
7.93% |
|
|
| 5 |
GOLDMAN SACHS GROUP INC |
262,187 |
87,000 |
4.51% |
|
|
| 6 |
HOWE & RUSLING INC |
1,293 |
27,000 |
1.40% |
|
|
| 7 |
CITADEL ADVISORS LLC |
68,546 |
23,000 |
1.19% |
|
|
| 8 |
Cambridge Investment Research Advisors, Inc. |
47,050 |
16,000 |
0.83% |
|
|
| 9 |
CITIGROUP INC |
45,000 |
15,000 |
0.78% |
|
|
| 10 |
AMERICAN INTERNATIONAL GROUP, INC. |
40,800 |
13,464 |
0.70% |
|
|
| 11 |
ASSET ADVISORS CORP |
30,000 |
10,000 |
0.52% |
|
|
| 12 |
Private Advisor Group, LLC |
23,345 |
8,000 |
0.41% |
|
|
| 13 |
LPL Financial LLC |
14,300 |
5,000 |
0.26% |
|
|
| 14 |
HighTower Advisors, LLC |
15,000 |
5,000 |
0.26% |
|
|
| 15 |
US BANCORP \DE\ |
15,500 |
5,000 |
0.26% |
|
|
| 16 |
SMITH HAYES Advisers, Inc |
15,000 |
5,000 |
0.26% |
|
|
| 17 |
Timber Hill LLC |
12,690 |
4,000 |
0.21% |
|
|
| 18 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
12,075 |
4,000 |
0.21% |
|
|
| 19 |
Commonwealth Equity Services, Inc |
11,900 |
4,000 |
0.21% |
|
|
| 20 |
BANK OF AMERICA CORP /DE/ |
9,058 |
3,000 |
0.16% |
|
|
| 21 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
10,300 |
3,000 |
0.16% |
Put |
|
| 22 |
UBS Group AG |
5,000 |
2,000 |
0.10% |
|
|
| 23 |
TORONTO DOMINION BANK |
6,123 |
2,000 |
0.10% |
|
|
| 24 |
LUPO SECURITIES, LLC |
5,401 |
2,000 |
0.10% |
|
|
| 25 |
SIMPLEX TRADING, LLC |
5,000 |
1,000 |
0.05% |
|
|
| 26 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
3,675 |
1,000 |
0.05% |
|
|
| 27 |
DUBUQUE BANK & TRUST CO |
3,000 |
1,000 |
0.05% |
|
|
| 28 |
MORGAN STANLEY |
765 |
0 |
0.00% |
|
|
| 29 |
ROYAL BANK OF CANADA |
2,652 |
0 |
0.00% |
|
|
| 30 |
MYCIO WEALTH PARTNERS, LLC |
100 |
0 |
0.00% |
|
|
| 31 |
Tower Research Capital LLC (TRC) |
814 |
0 |
0.00% |
|
|
| 32 |
Allworth Financial LP |
200 |
0 |
0.00% |
|
|
| 33 |
BANK OF MONTREAL /CAN/ |
1,000 |
0 |
0.00% |
|
|
| 34 |
FLOW TRADERS U.S. LLC |
197 |
0 |
0.00% |
|
|
| 35 |
WELLS FARGO & COMPANY/MN |
250 |
0 |
0.00% |
|
|
| 36 |
BARCLAYS PLC |
52 |
0 |
0.00% |
|
|
