| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 61,205,000 | 62,590,000 | 54.33% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 22,710,000 | 23,221,000 | 20.16% | ||
| 3 | MORGAN STANLEY | 5,724,000 | 5,835,000 | 5.07% | PRN | |
| 4 | ROYAL BANK OF CANADA | 5,322,000 | 5,426,000 | 4.71% | PRN | |
| 5 | THRIVENT FINANCIAL FOR LUTHERANS | 5,250,000 | 5,394,000 | 4.68% | ||
| 6 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 2,600,000 | 2,651,000 | 2.30% | PRN | |
| 7 | Bank of New York Mellon Corp | 1,750,000 | 1,784,000 | 1.55% | ||
| 8 | LAFFER TENGLER INVESTMENTS, INC. | 1,442 | 1,534,216 | 1.33% | ||
| 9 | BCWM, LLC | 970,000 | 990,000 | 0.86% | ||
| 10 | SCHOLTZ & COMPANY, LLC | 945,000 | 976,000 | 0.85% | PRN | |
| 11 | GOLDMAN SACHS GROUP INC | 813,000 | 831,000 | 0.72% | PRN | |
| 12 | DEUTSCHE BANK AG\ | 770,000 | 787,000 | 0.68% | PRN | |
| 13 | JPMORGAN CHASE & CO | 607,000 | 621,000 | 0.54% | PRN | |
| 14 | LPL Financial LLC | 425,000 | 432,000 | 0.37% | ||
| 15 | Prospera Financial Services Inc | 304,000 | 312,000 | 0.27% | ||
| 16 | Carnegie Investment Counsel | 300,000 | 307,000 | 0.27% | ||
| 17 | Investors Capital Advisory Services | 278,000 | 283,000 | 0.25% | ||
| 18 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 2,000 | 207,000 | 0.18% | ||
| 19 | M&T BANK CORP | 200,000 | 205,000 | 0.18% | PRN | |
| 20 | JAG CAPITAL MANAGEMENT, LLC | 200,000 | 205,000 | 0.18% | PRN | |
| 21 | D.A. DAVIDSON & CO. | 92,000 | 94,000 | 0.08% | ||
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 80,000 | 82,000 | 0.07% | ||
| 23 | Stanley-Laman Group, Ltd. | 70,000 | 71,000 | 0.06% | PRN | |
| 24 | STIFEL FINANCIAL CORP | 61,350 | 61,000 | 0.05% | PRN | |
| 25 | CITIGROUP INC | 59,000 | 60,000 | 0.05% | PRN | |
| 26 | Argentus Capital Management, LLC | 57,000 | 57,000 | 0.05% | PRN | |
| 27 | Cambridge Investment Research Advisors, Inc. | 40,000 | 41,000 | 0.04% | ||
| 28 | WELLS FARGO & COMPANY/MN | 32,000 | 32,000 | 0.03% | PRN | |
| 29 | UBS Group AG | 25,000 | 26,000 | 0.02% | PRN | |
| 30 | AMERICAN INTERNATIONAL GROUP, INC. | 23 | 23,518 | 0.02% | PRN | |
| 31 | THOMPSON SIEGEL & WALMSLEY LLC | 20,000 | 20,000 | 0.02% | PRN | |
| 32 | Wellesley Asset Management | 17,513 | 18,269 | 0.02% | PRN | |
| 33 | Waverly Advisors, LLC | 18,000 | 18,000 | 0.02% | PRN | |
| 34 | BANK OF AMERICA CORP /DE/ | 4,000 | 4,000 | 0.00% | PRN | |
| 35 | THOMPSON DAVIS & CO., INC. | 2,000 | 2,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
