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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Original 13F HR (0001419186-15-000007) filed in 2015.07.29
#
Name
Shares
Value ($)
%
Options
Notes
1 BPZ RESOURCES INC COM 11,800 0 0.00%
2 KIPS BAY MED INC COM 20,000 0 0.00%
3 CUBIC ENERGY INC 30,000 1 0.00%
4 Quicksilver Resources Inc 35,820 1 0.00%
5 Neo Performance Materials 10,947 1 0.00%
6 WALTER ENERGY INC COM 10,606 2 0.00%
7 JOES JEANS INC 12,400 2 0.00%
8 Comstock Mining Inc 10,550 6 0.00%
9 ALPHA NATURAL RESOURCES 19,178 6 0.00%
10 REXAHN PHARMACEUTICALS INC 12,000 7 0.00%
11 AETERNA ZENTARIS INC 30,166 8 0.00%
12 ENTEROMEDICS INC 15,825 10 0.00%
13 Capstone Turbine 24,700 10 0.00%
14 ATHERSYS INC NEW 10,000 12 0.00%
15 MCEWEN MINING INC COM 12,150 12 0.00%
16 FUELCELL ENERGY INC COM 13,350 13 0.00%
17 GOLDEN STAR RES LTD CDA 41,610 14 0.00%
18 CHIQUITA BRANDS INTL INC 15,000 15 0.00%
19 SUPERCONDUCTOR TECHNOLOGIES 15,000 16 0.00%
20 TANZANIAN ROYALTY EXPL CORP 47,050 16 0.00%
21 MINES MGMT INC 34,200 17 0.00%
22 BARCLAYS BANK PLC 14,722 19 0.00%
23 Rubicon Minerals Corp 17,839 19 0.00%
24 ARCH COAL INC 55,042 19 0.00%
25 HOME LN SERVICING SOLUTIONS LT ORD SHS 29,924 21 0.00%
26 * SANDRIDGE ENERGY INC COM 25,121 22 0.00%
27 DRYSHIPS INC 38,246 23 0.00%
28 Ares Capital Corp 25,000 26 0.00%
29 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 10,388 28 0.00%
30 Abraxas Petroleum Corp 10,000 30 0.00%
31 FRONTLINE LTD ORD 12,252 30 0.00%
32 GALENA BIOPHARMA INC 19,589 33 0.00%
33 ZION OIL & GAS INC 18,651 36 0.00%
34 POLYMET MINING CORP 34,098 38 0.00%
35 ARMOUR RESIDENTIAL REIT 14,311 40 0.00%
36 OCLARO INC 17,500 40 0.00%
37 PROSPECT CAPITAL CORPORATION 40,000 41 0.00%
38 ADCARE HEALTH SYSTEMS INC 12,584 44 0.00%
39 ARES CAP CORP 45,000 46 0.00%
40 NATURAL RESOURCE PARTNERS 12,231 46 0.00%
41 INFORMATION SERVICES GROUP I 10,247 49 0.00%
42 PEABODY ENERGY CORP 22,229 49 0.00%
43 SILVERCORP METALS INC 45,096 49 0.00%
44 AMARIN CORP PLC 19,777 49 0.00%
45 MFS HIGH INCOME MUN TR 10,925 50 0.00%
46 GOLD RESOURCE CORP 20,620 57 0.00%
47 WESTPORT FUEL SYSTEMS INC 12,025 57 0.00%
48 AK STL HLDG CORP 14,786 57 0.00%
49 UNILIFE CORP 29,200 63 0.00%
50 IMMUNOMEDICS INCORPORATED 15,800 64 0.00%
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