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Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Portfolio Summary: 1,765 holdings with a total value of $5,853,984,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 AMERICA MOVIL SAB DE CV 10,118 143,000 0.00%
102 NUVEEN MUN INCOME FD INC 12,033 147,000 0.00%
103 WELLS FARGO INCOME OPPORTUNI 17,907 150,000 0.00%
104 BLACKROCK MUNIVEST FD INC 15,528 150,000 0.00%
105 ROYAL BK SCOTLAND GROUP PLC 24,654 150,000 0.00%
106 TELEFONICA S A 13,525 151,000 0.00%
107 FIRST TR SR FLG RTE INCM FD 10,947 151,000 0.00%
108 GLOBAL X FDS 11,596 152,000 0.00%
109 BOULDER GROWTH & INCOME FUND COM 16,399 153,000 0.00%
110 ING GROEP N V 10,180 154,000 0.00%
111 CLAYMORE EXCHANGE TRD FD TR 14,860 156,000 0.00%
112 POWERSHARES ETF TRUST 13,422 157,000 0.00%
113 FEDERAL SIGNAL CORP 11,367 157,000 0.00%
114 PRETIUM RES INC 14,750 158,000 0.00%
115 DELAWARE ENHANCED GBL DIV & 14,505 159,000 0.00%
116 GABELLI EQUITY TR INC 27,367 163,000 0.00%
117 CARLYLE GROUP L P 10,241 163,000 0.00%
118 TEKLA WORLD HEALTHCARE FD 11,445 164,000 0.00%
119 NUVEEN CALIFORNIA AMT QLT MU 11,130 164,000 0.00%
120 POWERSHARES ETF TRUST 11,020 166,000 0.00%
121 ARMADA HOFFLER PPTYS INC 12,035 167,000 0.00%
122 NABORS INDUSTRIES LTD 12,796 167,000 0.00%
123 CEMEX SAB DE CV 18,509 168,000 0.00%
124 GLADSTONE LD CORP COM 15,192 169,000 0.00%
125 PIMCO CORPORATE INCM STRG 10,615 170,000 0.00%
126 CAPITOL FED FINL INC 11,628 170,000 0.00%
127 CALGON CARBON CORP 11,628 170,000 0.00%
128 PERMIAN BASIN RTY TR 18,275 171,000 0.00%
129 NUVEEN CR STRATEGIES INCOME FD COM SHS 19,722 171,000 0.00%
130 TEEKAY CORPORATION 18,994 174,000 0.00%
131 SQUARE INC 10,150 175,000 0.00%
132 BLACKROCK MUNIYIELD QUALITY 11,724 176,000 0.00%
133 DREYFUS HIGH YIELD STRATEGIE 51,830 176,000 0.00%
134 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 34,746 177,000 0.00%
135 GENERAL CABLE CORP DEL NEW 10,012 180,000 0.00%
136 MANITOWOC INC COM 31,711 181,000 0.00%
137 FIRST TR STRATEGIC HIGH INC 14,031 183,000 0.00%
138 ENSCO PLC 20,587 184,000 0.00%
139 DEUTSCHE BANK AG 10,863 186,000 0.00%
140 NUVEEN NY MUN VALUE FD COM 19,146 186,000 0.00%
141 AMBEV SA 32,347 186,000 0.00%
142 TCP CAP CORP 10,871 189,000 0.00%
143 CONDUENT INC 11,397 191,000 0.00%
144 NUVEEN VIRGINIA QLTY MUNCPL 14,859 192,000 0.00%
145 CALAMOS GBL DYN INCOME FUND COM 24,554 192,000 0.00%
146 BLACKROCK MUNIHLDNGS CALI QL 13,800 196,000 0.00%
147 HECLA MNG CO 37,362 198,000 0.00%
148 HUDSON TECHNOLOGIES INC 30,000 198,000 0.00%
149 ELLINGTON RESIDENTIAL MTG RE 13,572 199,000 0.00%
150 NUVEEN SELECT TAX FREE INCM 14,172 199,000 0.00%
Page 3 of 36

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001419186-17-000007, filed 2017.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.