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CLAYMORE EXCHANGE TRD FD TR
CLAYMORE EXCHANGE TRD FD TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 24 Institutional holders with a total value of $17,456,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 748,299 7,872,000 45.10%
2 ADVISOR GROUP, INC. 294,308 3,096,000 17.74%
3 Private Ocean, LLC 171,000 1,799,000 10.31%
4 UBS Group AG 114,721 1,206,000 6.91%
5 JANE STREET GROUP, LLC 66,198 696,000 3.99%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 47,064 495,000 2.84%
7 WELLS FARGO & COMPANY/MN 42,934 452,000 2.59%
8 BANK OF AMERICA CORP /DE/ 29,769 314,000 1.80%
9 RAYMOND JAMES & ASSOCIATES 29,259 308,000 1.76%
10 GREENWOOD CAPITAL ASSOCIATES LLC 28,955 305,000 1.75%
11 JPMORGAN CHASE & CO 22,802 240,000 1.37%
12 Cambridge Investment Research Advisors, Inc. 14,860 156,000 0.89%
13 LPL Financial LLC 14,737 154,000 0.88%
14 GOLDMAN SACHS GROUP INC 14,256 150,000 0.86%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,048 106,000 0.61%
16 CITIGROUP INC 2,094 22,000 0.13%
17 FIFTH THIRD BANCORP 1,950 21,000 0.12%
18 Creative Planning 1,200 13,000 0.07%
19 PNC FINANCIAL SERVICES GROUP, INC. 1,100 12,000 0.07%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,082 11,000 0.06%
21 Advisory Services Network, LLC 1,030 11,000 0.06%
22 ROYAL BANK OF CANADA 966 10,000 0.06%
23 NEXT Financial Group, Inc 670 7,000 0.04%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.