Dark
Light
System
Institutional Investment Manager
Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. (CIK: 0001419186) incorporated in Iowa, located at 1776 Pleasant Plain Road, Fairfield, IA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001419186-17-000007) filed in 2017.05.12
#
Name
Shares
Value ($)
%
Options
Notes
1551 ALPS ETF TR 9,304 226 0.00%
1552 First Trust/Aberdeen Global 19,487 226 0.00%
1553 STOCK YDS BANCORP INC 5,502 224 0.00%
1554 FS Bancorp Inc 6,012 224 0.00%
1555 ARTISAN PARTNERS ASSET MGMT 8,106 224 0.00%
1556 FIRST DATA CORP NEW 14,431 224 0.00%
1557 GREEN PLAINS INC COM 9,032 224 0.00%
1558 DIAMONDBACK ENERGY INC 2,155 224 0.00%
1559 Union Bankshares Corporation 6,317 222 0.00%
1560 SONOCO PRODS CO 4,190 222 0.00%
1561 GOLUB CAP BDC INC 11,097 221 0.00%
1562 IHS MARKIT LTD SHS 5,272 221 0.00%
1563 TORTOISE PIPELINE & ENERGY FD 10,419 220 0.00%
1564 INVESCO MUN OPPORTUNITY TR 16,894 219 0.00%
1565 INTEGRATED DEVICE TECHNOLOGY 9,207 218 0.00%
1566 CARA THERAPEUTICS INC 11,824 217 0.00%
1567 WELLCARE HEALTH PLANS INC 1,549 217 0.00%
1568 NOW INC 12,717 216 0.00%
1569 MADISON COVERED CALL EQUIT 26,863 216 0.00%
1570 ADIENT PLC 2,968 216 0.00%
1571 DBX ETF TR 8,301 216 0.00%
1572 GALLAGHER ARTHUR J & CO 3,810 215 0.00%
1573 ISHARES 2,748 214 0.00%
1574 YELP INC 6,533 214 0.00%
1575 VANECK VECTORS ETF TR 4,008 214 0.00%
1576 WISDOMTREE EMERGING 9,174 213 0.00%
1577 EATON VANCE MUNI INCOME TRUS 16,571 213 0.00%
1578 PACWEST BANCORP DEL COM 3,988 212 0.00%
1579 BLACKROCK ENERGY & RES TR COM 15,433 212 0.00%
1580 HSBC HLDGS PLC 5,198 212 0.00%
1581 First Community Financial Part 16,662 212 0.00%
1582 RESMED INC 2,944 212 0.00%
1583 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 5,571 211 0.00%
1584 WEST PHARMACEUTICAL SVSC INC 2,569 210 0.00%
1585 XPERI CORP 6,142 209 0.00%
1586 EATON VANCE MUN BD FD 16,640 209 0.00%
1587 NETAPP INC 5,004 209 0.00%
1588 UNIVERSAL CORP VA 2,949 209 0.00%
1589 RYDEX ETF TRUST 2,184 209 0.00%
1590 IRON MTN INC NEW 5,846 209 0.00%
1591 JOY GLOBAL INCORPORATED 7,373 208 0.00%
1592 OLIN CORP 6,338 208 0.00%
1593 SPDR SERIES TRUST 4,973 208 0.00%
1594 CBRE GROUP INC 5,912 206 0.00%
1595 FIRST TR EXCH TRADED FD III RIVR FRNT DYN 3,425 206 0.00%
1596 FIRST TR EXCH TRD ALPHDX FD 5,638 205 0.00%
1597 JOHN HANCOCK EXCHANGE TRADED 6,711 204 0.00%
1598 WENDYS CO 15,004 204 0.00%
1599 PIMCO INCOME OPPORTUNITY FD 8,231 204 0.00%
1600 MESA LABS INC 1,659 204 0.00%
Page 32 of 36