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ALPS ETF TR
ALPS ETF TR. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 18 Institutional holders with a total value of $9,894,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Mariner, LLC 103,673 2,519,000 25.46%
2 Carroll Financial Associates, Inc. 53,873 1,309,000 13.23%
3 NORTHWEST WEALTH MANAGEMENT, LLC 51,833 1,260,000 12.73%
4 Raymond James Financial Services Advisors, Inc. 34,753 844,000 8.53%
5 WEALTHSOURCE PARTNERS, LLC 32,945 801,000 8.10%
6 JANE STREET GROUP, LLC 25,426 618,000 6.25%
7 BANK OF AMERICA CORP /DE/ 25,081 610,000 6.17%
8 AMERIPRISE FINANCIAL INC 23,652 575,000 5.81%
9 MORGAN STANLEY 23,682 575,000 5.81%
10 RAYMOND JAMES & ASSOCIATES 20,261 492,000 4.97%
11 Cambridge Investment Research Advisors, Inc. 9,304 226,000 2.28%
12 UBS Group AG 961 23,000 0.23%
13 ADVISOR GROUP, INC. 500 12,000 0.12%
14 NEXT Financial Group, Inc 400 10,000 0.10%
15 Financial Architects, Inc 340 8,000 0.08%
16 VALLEY NATIONAL ADVISERS INC 298 7,000 0.07%
17 Tower Research Capital LLC (TRC) 200 5,000 0.05%
18 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.