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Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Portfolio Summary: 581 holdings with a total value of $261,791,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 GENVEC INC 100 0 0.00%
2 DREAM MARKETING INC 10 0 0.00%
3 PREMIER LASER SYS A NXXX 500 0 0.00%
4 POWERWAVE TECH INC 13 0 0.00%
5 T H Q INC NEW XXX 2 0 0.00%
6 VORNADO REALTY 3 0 0.00%
7 POWERLINX INC 10 0 0.00%
8 XINYUAN REAL ESTATE CO LTD SPONS ADR 100 0 0.00%
9 ASTERIAS BIOTHERAPEUTICS INC COM SER A 12 0 0.00%
10 UNISYS CORP 1 0 0.00%
11 CHINA CGAME INC 334 0 0.00%
12 USA URANIUM CORP XXX 400,000 0 0.00%
13 GENERAL MTRS CO 4 0 0.00%
14 Eagle Broadband Inc Nx 22 0 0.00%
15 S G I INTERNATIONAL NXXX 100 0 0.00%
16 ZOETIS INC 1 0 0.00%
17 Comstock Mining Inc 100 0 0.00%
18 MALLINCKRODT PUB LTD CO 4 0 0.00%
19 AMERITYRE CORP 2,000 0 0.00%
20 DITEM EXPLORATION F 80 0 0.00%
21 VIVUS INC 100 0 0.00%
22 PENTHOUSE INTL INC 125,000 0 0.00%
23 VERITIV CORP 7 0 0.00%
24 TIME WARNER INC NEW 1 0 0.00%
25 SANBORN RESOURCE LTD 5,000 0 0.00%
26 SCHWAB U.S. MID-CAP ETF 4 0 0.00%
27 GLOBAL NETWORKS CORP 5 0 0.00%
28 VERISIGN 8 0 0.00%
29 SILVER BAY RLTY TR CORP 2 0 0.00%
30 STRATEGIC RESOURCES LXXX 5,500 0 0.00%
31 GENERAL MTRS CO 4 0 0.00%
32 MELTRONIX INC 12,000 0 0.00%
33 LUMEN TECHNOLOGIES INC 2 0 0.00%
34 AMARIN CORP PLC 100 0 0.00%
35 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
36 NORTEL NETWORKS 5 0 0.00%
37 CRYSTALLEX INTL CORP XXX 1,590 0 0.00%
38 Pinnacle Entertainment 8 0 0.00%
39 GASTEM INC F 26 0 0.00%
40 JDS UNIPHASE CORP COM PAR $0.001 8 0 0.00%
41 ZAGG INCORPORATED 50 0 0.00%
42 NQ MOBILE INC 30 0 0.00%
43 TIME WARNER INC 6 0 0.00%
44 NEXTWAVE WIRELESS CVRXXX 47 0 0.00%
45 CHESAPEAKE ENERGY CORP 1 0 0.00%
46 RED HAT INC 5 0 0.00%
47 FINISAR CORP 20 0 0.00%
48 ISC8 INC 12 0 0.00%
49 ISHARES RUSSELL 3000 ETF 1 0 0.00%
50 BEESTON ENTERPRISES 9,000 0 0.00%
Page 1 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-14-040953, filed 2014.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.