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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 111 Institutional holders with a total value of $227,424,930.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 OLD DOMINION CAPITAL MANAGEMENT INC 164,467 63,648,000 27.99%
2 PLANNING ALTERNATIVES LTD /ADV 447,077 17,302,000 7.61%
3 SALEM INVESTMENT COUNSELORS INC 212,436 8,221,000 3.61%
4 ASPIRIANT HOLDINGS S3, LLC 166,245 6,434,000 2.83%
5 UNITED CAPITAL FINANCIAL ADVISORS, LLC 158,788 6,145,000 2.70%
6 LEAVELL INVESTMENT MANAGEMENT, INC. 158,171 6,121,000 2.69%
7 Madden Advisory Services, Inc. 144,909 5,608,000 2.47%
8 Avior Wealth Management, LLC 128,523 4,974,000 2.19%
9 LATHROP INVESTMENT MANAGEMENT CO 122,496 4,741,000 2.08%
10 ProVise Management Group, LLC 110,916 4,292,000 1.89%
11 Marquette Asset Management, LLC 105,186 4,071,000 1.79%
12 Bouchey Financial Group Ltd 104,651 4,050,000 1.78%
13 ENVESTNET ASSET MANAGEMENT INC 99,053 3,833,000 1.69%
14 Atria Investments, Inc 97,746 3,783,000 1.66%
15 Brouwer & Janachowski, LLC 92,080 3,563,000 1.57%
16 Emery Howard Portfolio Management, Inc. 84,179 3,258,000 1.43%
17 Gemmer Asset Management LLC 83,549 3,233,000 1.42%
18 SVA Wealth Management, LLC 79,607 3,081,000 1.35%
19 CWH Capital Management, Inc. 77,402 2,995,000 1.32%
20 EATON VANCE MANAGEMENT 75,085 2,906,000 1.28%
21 Tradewinds Capital Management, LLC 71,975 2,785,000 1.22%
22 Gateway Advisory, LLC 70,642 2,734,000 1.20%
23 JMG Financial Group, Ltd. 68,681 2,658,000 1.17%
24 CONDOR CAPITAL MANAGEMENT 58,733 2,273,000 1.00%
25 Private Advisor Group, LLC 58,421 2,261,000 0.99%
26 Bangor Savings Bank 57,712 2,233,000 0.98%
27 RKL Wealth Management LLC 56,115 2,172,000 0.96%
28 One Capital Management, LLC 52,734 2,041,000 0.90%
29 CITIGROUP INC 51,297 1,985,000 0.87%
30 MARINER INDEPENDENT ADVISOR NETWORK, LLC 47,339 1,832,011 0.81%
31 KCM INVESTMENT ADVISORS LLC 41,361 1,601,000 0.70%
32 WELLS FARGO & COMPANY/MN 39,037 1,511,000 0.66%
33 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 38,498 1,490,000 0.66%
34 Courage Miller Partners, LLC 38,425 1,487,000 0.65%
35 Orion Porfolio Solutions, LLC 37,729 1,460,000 0.64%
36 CAHILL FINANCIAL ADVISORS INC 37,642 1,457,000 0.64%
37 Strategic Advisors LLC 35,632 1,379,000 0.61%
38 JANE STREET GROUP, LLC 34,508 1,335,000 0.59%
39 BLB&B Advisors, LLC 34,445 1,333,000 0.59%
40 Tuttle Capital Management, LLC 34,244 1,325,000 0.58%
41 Live Your Vision, LLC 34,373 1,280,000 0.56%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 32,649 1,264,000 0.56%
43 Cambridge Investment Research Advisors, Inc. 32,362 1,252,000 0.55%
44 Summit Asset Management, LLC 31,271 1,210,000 0.53%
45 Curbstone Financial Management Corp 28,615 1,107,000 0.49%
46 UBS AG 28,007 1,084,000 0.48%
47 Eagle Capital Management, LLC 24,643 954,000 0.42%
48 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 24,167 935,000 0.41%
49 MORGAN STANLEY 22,733 880,000 0.39%
50 Newman Dignan & Sheerar, Inc. 22,352 865,000 0.38%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.