Dark
Light
System
Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 684 holdings with a total value of $291,141,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PREMIER LASER SYS A NXXX 500 0 0.00%
2 GENERAL MTRS CO 6 0 0.00%
3 UNISYS CORP 1 0 0.00%
4 BIOTIME INC WT EXP 100118 14 0 0.00%
5 South32 Ltd American Depositary Shares Sponsored 40 0 0.00%
6 AMARIN CORP PLC 100 0 0.00%
7 EAGLE BULK SHIPPI 21 WTS 105 0 0.00%
8 QUIKSILVER INC COM 440 0 0.00%
9 GENERAL MTRS CO 6 0 0.00%
10 ISC8 INC 12 0 0.00%
11 MOTORS LIQUIDATION CO. TRUST 25 0 0.00%
12 GENVEC INC 100 0 0.00%
13 DREAM MARKETING INC 10 0 0.00%
14 GASTEM INC F 26 0 0.00%
15 SERITAGE GROWTH P 15 RTS 125 0 0.00%
16 ASTERIAS BIOTHERAPEUTICS INC COM SER A 12 0 0.00%
17 BEESTON ENTERPRISES LTD 9,000 0 0.00%
18 STRATEGIC RESOURCES LXXX 5,500 0 0.00%
19 Fairpoint Commun Inc Xxx (NV) 2 0 0.00%
20 CHINA CGAME INC 334 0 0.00%
21 VERITIV CORP COM 7 0 0.00%
22 URBAN EDGE PPTYS COM 1 0 0.00%
23 ALCATEL SA ADR 34 0 0.00%
24 FINISAR CORP COM NEW 20 0 0.00%
25 ADELPHIA COMMUNICATIONS CL ESC 4,000 0 0.00%
26 TRUE GOLD MINING INC F 793 0 0.00%
27 Pinnacle Entertainment 8 0 0.00%
28 Eagle Broadband Inc Nx 22 0 0.00%
29 Magnum Hunter Res Corp Del Wts 04/15/16 51 0 0.00%
30 VAPE HLDGS INC 500 0 0.00%
31 ENRON CORP DISC 00 8 PFD 400 0 0.00%
32 * SANDRIDGE ENERGY INC COM 85 0 0.00%
33 THQ INC (FILED BANKRUPTCY AUGUST 2013) 2 0 0.00%
34 NII HLDGS INC COM PAR 0.001 181 0 0.00%
35 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
36 VIVUS INC 100 0 0.00%
37 IDNA INC XXX 5,000 0 0.00%
38 WPX ENERGY INC 33 0 0.00%
39 GLOBAL NETWORKS CORP 5 0 0.00%
40 SANBORN RESOURCE LTD 5,000 0 0.00%
41 CHANCELLOR GROUP INC 70,000 0 0.00%
42 SCHWAB U.S. MID-CAP ETF 3 0 0.00%
43 NRG ENERGY INC 4 0 0.00%
44 POWERWAVE TECH INC 13 0 0.00%
45 POWERLINX INC 10 0 0.00%
46 MICRON TECHNOLOGY INC 23 0 0.00%
47 COMMERCE ENERGY GRP 8,000 0 0.00%
48 DITEM EXPLORATION F 80 0 0.00%
49 ISHARES RUSSELL 3000 ETF 1 0 0.00%
50 Safeway Casa Lay Contingent Va 150 0 0.00%
Page 1 of 14

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-15-032036, filed 2015.08.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.