| 1 |
DEUTSCHE BANK AG\ |
737,386 |
847,000 |
60.48% |
Call |
|
| 2 |
Ionic Capital Management LLC |
266,823 |
296,000 |
21.14% |
|
|
| 3 |
FMR LLC |
128,178 |
142,000 |
10.14% |
|
|
| 4 |
BLACKROCK ADVISORS LLC |
25,377 |
29,000 |
2.07% |
|
|
| 5 |
BAKER BROS. ADVISORS LP |
20,084 |
23,000 |
1.64% |
|
|
| 6 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
16,348 |
18,000 |
1.29% |
|
|
| 7 |
State of New Jersey Common Pension Fund D |
11,216 |
12,000 |
0.86% |
|
|
| 8 |
UBS Group AG |
10,323 |
11,000 |
0.79% |
|
|
| 9 |
BANK OF AMERICA CORP /DE/ |
2,794 |
4,000 |
0.29% |
|
|
| 10 |
BELLEVUE ASSET MANAGEMENT AG |
2,294 |
3,000 |
0.21% |
|
|
| 11 |
TIAA CREF INVESTMENT MANAGEMENT LLC |
2,121 |
2,000 |
0.14% |
|
|
| 12 |
BARCLAYS PLC |
2,093 |
2,000 |
0.14% |
|
|
| 13 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,947 |
2,000 |
0.14% |
|
|
| 14 |
BANK OF MONTREAL /CAN/ |
2,088 |
2,000 |
0.14% |
|
|
| 15 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,152 |
1,325 |
0.09% |
|
|
| 16 |
MORGAN STANLEY |
1,435 |
1,000 |
0.07% |
|
|
| 17 |
CITIGROUP INC |
907 |
1,000 |
0.07% |
Call |
|
| 18 |
BRAVE ASSET MANAGEMENT INC |
578 |
1,000 |
0.07% |
|
|
| 19 |
US BANCORP \DE\ |
839 |
1,000 |
0.07% |
|
|
| 20 |
FIFTH THIRD BANCORP |
1,014 |
1,000 |
0.07% |
|
|
| 21 |
EDMOND DE ROTHSCHILD HOLDING S.A. |
764 |
1,000 |
0.07% |
|
|
| 22 |
CT Financial Advisors LLC |
27 |
31 |
0.00% |
|
|
| 23 |
TRUST DEPARTMENT MB FINANCIAL BANK N A |
253 |
0 |
0.00% |
|
|
| 24 |
WEALTHPLAN PARTNERS, LLC |
35 |
0 |
0.00% |
|
|
| 25 |
BARCLAYS PLC |
52 |
0 |
0.00% |
Call |
|
| 26 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
24 |
0 |
0.00% |
|
|
| 27 |
BARCLAYS PLC |
128 |
0 |
0.00% |
Put |
|
| 28 |
WHITTIER TRUST CO OF NEVADA INC |
9 |
0 |
0.00% |
|
|
| 29 |
WELLS FARGO & COMPANY/MN |
214 |
0 |
0.00% |
|
|
| 30 |
MSI Financial Services Inc |
40 |
0 |
0.00% |
|
|
| 31 |
Apriem Advisors |
14 |
0 |
0.00% |
|
|
| 32 |
Endurance Wealth Management, Inc. |
19 |
0 |
0.00% |
|
|
| 33 |
CENTRAL TRUST Co |
4 |
0 |
0.00% |
|
|
| 34 |
WEALTHFRONT CORP |
3 |
0 |
0.00% |
|
|
| 35 |
Chicago Partners Investment Group LLC |
19 |
0 |
0.00% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
221 |
0 |
0.00% |
|
|
| 37 |
ROYAL BANK OF CANADA |
262 |
0 |
0.00% |
|
|
| 38 |
FIRST MANHATTAN CO. LLC. |
171 |
0 |
0.00% |
|
|
| 39 |
D.A. DAVIDSON & CO. |
305 |
0 |
0.00% |
|
|
| 40 |
PNC FINANCIAL SERVICES GROUP, INC. |
50 |
0 |
0.00% |
|
|
