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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 168 Institutional holders with a total value of $431,292,806.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SVA Wealth Management, LLC 1,005,949 42,894,000 9.95%
2 HT Partners LLC 552,695 23,611,000 5.47%
3 PLANNING ALTERNATIVES LTD /ADV 468,621 19,982,000 4.63%
4 SHARKEY, HOWES & JAVER 382,733 16,320,000 3.78%
5 PIERSHALE FINANCIAL GROUP, INC. 290,083 12,369,000 2.87%
6 ProVise Management Group, LLC 265,369 11,316,000 2.62%
7 WealthTrust-Arizona, LLC 261,962 11,170,000 2.59%
8 WELLS FARGO & COMPANY/MN 242,996 10,361,000 2.40%
9 Legacy Wealth Management, Inc 237,338 10,120,000 2.35%
10 SALEM INVESTMENT COUNSELORS INC 224,505 9,573,000 2.22%
11 Brouwer & Janachowski, LLC 209,133 8,917,000 2.07%
12 JMG Financial Group, Ltd. 195,697 8,345,000 1.93%
13 MORGAN STANLEY 192,380 8,204,000 1.90%
14 Emery Howard Portfolio Management, Inc. 185,501 7,910,000 1.83%
15 ASPIRIANT HOLDINGS S3, LLC 183,897 7,841,000 1.82%
16 Ironwood Financial, llc 179,179 7,640,000 1.77%
17 LEAVELL INVESTMENT MANAGEMENT, INC. 178,003 7,590,000 1.76%
18 OLD DOMINION CAPITAL MANAGEMENT INC 167,880 7,158,000 1.66%
19 UNITED CAPITAL FINANCIAL ADVISORS, LLC 166,559 7,102,000 1.65%
20 Commonwealth Equity Services, Inc 155,941 6,649,000 1.54%
21 FINANCIAL CONSULATE, INC 138,529 5,907,000 1.37%
22 Leisure Capital Management 137,138 5,848,000 1.36%
23 LATHROP INVESTMENT MANAGEMENT CO 135,545 5,780,000 1.34%
24 Bouchey Financial Group Ltd 129,140 5,527,000 1.28%
25 UBS Group AG 117,550 5,012,000 1.16%
26 ENVESTNET ASSET MANAGEMENT INC 112,708 4,806,000 1.11%
27 HARFST & ASSOCIATES, INC. 112,682 4,805,000 1.11%
28 Cambridge Investment Research Advisors, Inc. 109,125 4,653,000 1.08%
29 Marquette Asset Management, LLC 103,938 4,432,000 1.03%
30 Gemmer Asset Management LLC 98,247 4,189,000 0.97% SH
31 VSR Financial Services, Inc. 98,212 4,188,000 0.97%
32 Atria Investments, Inc 94,241 4,018,000 0.93%
33 Madden Advisory Services, Inc. 92,565 3,947,000 0.92%
34 EATON VANCE MANAGEMENT 89,405 3,812,000 0.88%
35 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 88,137 3,758,000 0.87%
36 CWH Capital Management, Inc. 87,332 3,724,000 0.86%
37 Avior Wealth Management, LLC 85,719 3,655,000 0.85%
38 PRING TURNER CAPITAL GROUP INC 84,510 3,604,000 0.84%
39 Summit Financial Strategies, Inc. 80,323 3,425,000 0.79%
40 Gateway Advisory, LLC 79,440 3,387,000 0.79%
41 RKL Wealth Management LLC 75,750 3,230,000 0.75%
42 Tradewinds Capital Management, LLC 72,962 3,111,000 0.72%
43 GRIMES & Co WEALTH MANAGEMENT, LLC 66,263 2,825,000 0.66%
44 BLB&B Advisors, LLC 64,280 2,741,000 0.64%
45 Buckingham Capital Management, Inc. 62,835 2,702,000 0.63%
46 VALLEY NATIONAL ADVISERS INC 63,096 2,690,000 0.62%
47 One Capital Management, LLC 62,764 2,676,000 0.62%
48 Courage Miller Partners, LLC 61,496 2,622,000 0.61%
49 Bangor Savings Bank 59,510 2,538,000 0.59%
50 CONDOR CAPITAL MANAGEMENT 56,787 2,421,000 0.56%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.