Dark
Light
System
Institutional Investment Manager
Apriem Advisors
Apriem Advisors (CIK: 0001425165) incorporated in California, located at 19200 Von Karman Ave, Irvine, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Original 13F HR (0001140361-16-050663) filed in 2016.02.09
#
Name
Shares
Value ($)
%
Options
Notes
551 STRATEGIC RESOURCES LXXX 5,500 0 0.00%
552 SOLARIS PWR CELLS 20,000 0 0.00%
553 Magnum Hunter Res Corp Del Wts 04/15/16 51 0 0.00%
554 CALL FIREEYE INC 16 0 0.00% Call
555 SCHWAB U.S. MID-CAP ETF 3 0 0.00%
556 SANBORN RESOURCE LTD 5,000 0 0.00%
557 RED HAT INC 5 0 0.00%
558 QUIKSILVER INC COM 440 0 0.00%
559 Safeway Rts Casa Ley Cvr 150 0 0.00%
560 PREMIER LASER SYS A NXXX 500 0 0.00%
561 POWERWAVE TECH INC 13 0 0.00%
562 POWERLINX INC 10 0 0.00%
563 Pinnacle Entertainment 8 0 0.00%
564 PEREGRINE PHARMACEUTICALS IN 4 0 0.00%
565 PENTHOUSE INTL INC 125,000 0 0.00%
566 PENTAIR PLC 8 0 0.00%
567 PEABODY ENERGY ORD 33 0 0.00%
568 NORTHSTAR REALTY EUROPE CORPORATION 26 0 0.00%
569 Safeway Pdc, Llc Cvr Rts 150 0 0.00%
570 NRG ENERGY INC 4 0 0.00%
571 MOTORS LIQUIDATION CO. TRUST 25 0 0.00%
572 Magnum Hunter Resources Corp 250 0 0.00%
573 ISHARES RUSSELL 3000 ETF 1 0 0.00%
574 Idna Inc 5,000 0 0.00%
575 IAMGOLD CORP 50 0 0.00%
576 GLOBAL NETWORKS CORP 5 0 0.00%
577 GENVEC INC 100 0 0.00%
578 GASTEM INC F 26 0 0.00%
579 FUELCELL ENERGY INC 25 0 0.00%
580 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 2 0 0.00%
581 Eagle Broadband Inc Nx 22 0 0.00%
582 DREAM MARKETING INC 10 0 0.00%
583 DITEM EXPLORATION F 80 0 0.00%
584 DIREXION SHS ETF TRUST DAILY 20 YR TREASURY BEAR 5 0 0.00%
585 CRYSTALLEX INTL CORP XXX 1,590 0 0.00%
586 Comstock Mining Inc 100 0 0.00%
587 COMMERCE ENERGY GRP 8,000 0 0.00%
588 CHINA DIGITAL MEDIA CXXX 275 0 0.00%
589 ENRON CORP DISC 00 8PFD 400 0 0.00%
590 CHINA CGAME INC 334 0 0.00%
591 CHANCELLOR GROUP INC 70,000 0 0.00%
592 LUMEN TECHNOLOGIES INC 2 0 0.00%
593 California Resources Corp 172 0 0.00%
594 BP PLC 15 0 0.00%
595 BEESTON ENTERPRISES 9,000 0 0.00%
596 BALLISTIC RECOVERY 114 0 0.00%
597 ASTERIAS BIOTHERAPEUTICS INC COM SER A 12 0 0.00%
598 SANDRIDGE ENERGY 7% PFD 45 0 0.00%
599 AMERICAS ENERGY CO XXX 7,100 0 0.00%
600 AMERICAN RAILCAR INDS INC 10 0 0.00%
Page 12 of 13