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PEREGRINE PHARMACEUTICALS IN
PEREGRINE PHARMACEUTICALS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 96 Institutional holders with a total value of $43,149,605.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 6,284,764 7,353,000 17.04%
2 BlackRock Institutional Trust Company, N.A. 5,780,873 6,764,000 15.68%
3 BlackRock Fund Advisors 5,279,818 6,177,000 14.32%
4 STATE STREET CORP 2,440,069 2,854,000 6.61%
5 NORTHERN TRUST CORP 2,094,999 2,451,000 5.68%
6 RENAISSANCE TECHNOLOGIES LLC 1,394,722 1,632,000 3.78%
7 GEODE CAPITAL MANAGEMENT, LLC 1,214,087 1,420,000 3.29%
8 MILLENNIUM MANAGEMENT LLC 1,088,730 1,274,000 2.95%
9 Freedom Investment Management, Inc. 816,347 955,000 2.21%
10 Bank of New York Mellon Corp 706,249 826,000 1.91%
11 BlackRock Investment Management, LLC 699,565 818,000 1.90%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 660,088 772,000 1.79%
13 BLACKROCK ADVISORS LLC 574,353 672,000 1.56%
14 QS Investors, LLC 503,400 589,000 1.37%
15 Iguana Healthcare Management, LLC 500,000 585,000 1.36%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 479,800 561,000 1.30%
17 Commonwealth Equity Services, Inc 459,961 538,000 1.25%
18 AMERIPRISE FINANCIAL INC 416,662 487,000 1.13%
19 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 370,468 433,000 1.00%
20 JACOBS LEVY EQUITY MANAGEMENT, INC 368,830 432,000 1.00%
21 FMR LLC 362,600 424,000 0.98%
22 MORGAN STANLEY 338,972 396,000 0.92%
23 TEACHERS ADVISORS, LLC 297,386 348,000 0.81%
24 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 255,100 299,000 0.69%
25 NEXTHERA CAPITAL LP 245,000 287,000 0.67%
26 AQR CAPITAL MANAGEMENT LLC 190,991 223,000 0.52%
27 NEW YORK STATE COMMON RETIREMENT FUND 171,700 201,000 0.47%
28 RHUMBLINE ADVISERS 157,013 184,000 0.43%
29 WELLS FARGO & COMPANY/MN 156,415 182,000 0.42%
30 METROPOLITAN LIFE INSURANCE CO/NY 150,931 177,000 0.41%
31 MANUFACTURERS LIFE INSURANCE COMPANY, THE 138,899 162,000 0.38%
32 BAXTER BROS INC 135,506 159,000 0.37%
33 VOYA INVESTMENT MANAGEMENT LLC 134,571 157,000 0.36%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 132,700 155,000 0.36% Call
35 Nationwide Fund Advisors 127,269 149,000 0.35%
36 AMERICAN INTERNATIONAL GROUP, INC. 110,307 129,000 0.30%
37 First Heartland Consultants, Inc. 86,204 101,000 0.23%
38 DEUTSCHE BANK AG\ 85,024 97,000 0.22%
39 LADENBURG THALMANN FINANCIAL SERVICES INC. 77,142 90,000 0.21%
40 NOMURA HOLDINGS INC 77,300 90,000 0.21%
41 TFS CAPITAL LLC 72,505 85,000 0.20%
42 Virtu KCG Holdings LLC 68,901 81,000 0.19%
43 UBS Group AG 63,445 75,000 0.17%
44 CITIGROUP INC 63,558 75,000 0.17%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 61,393 72,000 0.17%
46 GUGGENHEIM CAPITAL LLC 62,046 72,000 0.17%
47 DELANEY DENNIS R 60,000 70,000 0.16%
48 GOLDMAN SACHS GROUP INC 58,955 69,000 0.16%
49 STIFEL FINANCIAL CORP 54,922 64,000 0.15%
50 CITADEL ADVISORS LLC 51,649 60,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.