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SCHWAB U.S. MID-CAP ETF
SCHWAB U.S. MID-CAP ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 195 Institutional holders with a total value of $509,689,220.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SVA Wealth Management, LLC 1,152,237 46,170,000 9.06%
2 Legacy Wealth Management, Inc 839,037 33,620,000 6.60%
3 Brouwer & Janachowski, LLC 501,958 20,113,000 3.95%
4 WELLS FARGO & COMPANY/MN 491,372 19,689,000 3.86%
5 HT Partners LLC 498,318 19,559,000 3.84%
6 Financial Management Professionals, Inc. 352,400 14,120,000 2.77%
7 Raymond James Financial Services Advisors, Inc. 346,990 13,903,000 2.73%
8 PLANNING ALTERNATIVES LTD /ADV 327,238 13,112,000 2.57%
9 WealthTrust-Arizona, LLC 271,170 10,865,000 2.13%
10 SHARKEY, HOWES & JAVER 262,531 10,520,000 2.06%
11 SALEM INVESTMENT COUNSELORS INC 233,711 9,365,000 1.84%
12 LEAVELL INVESTMENT MANAGEMENT, INC. 227,613 9,120,000 1.79%
13 Emery Howard Portfolio Management, Inc. 218,893 8,771,000 1.72%
14 MORGAN STANLEY 205,010 8,215,000 1.61%
15 JMG Financial Group, Ltd. 200,995 8,054,000 1.58%
16 ASPIRIANT HOLDINGS S3, LLC 199,662 8,000,000 1.57%
17 ProVise Management Group, LLC 188,121 7,538,000 1.48%
18 WESCAP MANAGEMENT GROUP, INC. 180,802 7,244,000 1.42%
19 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 178,194 7,140,000 1.40%
20 MOISAND FITZGERALD TAMAYO, LLC 168,942 6,770,000 1.33%
21 OLD DOMINION CAPITAL MANAGEMENT INC 163,411 6,548,000 1.28%
22 LPL Financial LLC 161,975 6,418,000 1.26%
23 Leisure Capital Management 143,095 5,734,000 1.12%
24 LATHROP INVESTMENT MANAGEMENT CO 138,527 5,551,000 1.09%
25 Bouchey Financial Group Ltd 132,012 5,290,000 1.04%
26 UNITED CAPITAL FINANCIAL ADVISORS, LLC 131,182 5,256,000 1.03%
27 Nadler Financial Group, Inc. 130,830 5,242,000 1.03%
28 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 118,315 4,741,000 0.93%
29 FINANCIAL CONSULATE, INC 114,725 4,597,000 0.90%
30 HARFST & ASSOCIATES, INC. 114,292 4,579,000 0.90%
31 BLB&B Advisors, LLC 112,106 4,492,000 0.88%
32 Gemmer Asset Management LLC 112,050 4,490,000 0.88%
33 CWH Capital Management, Inc. 111,207 4,456,000 0.87%
34 VSR Financial Services, Inc. 109,804 4,400,000 0.86%
35 Gateway Advisory, LLC 109,438 4,385,000 0.86%
36 Commonwealth Equity Services, Inc 109,236 4,377,000 0.86%
37 SII INVESTMENTS INC/WI 105,390 4,219,000 0.83%
38 Summit Asset Management, LLC 102,184 4,095,000 0.80%
39 Marquette Asset Management, LLC 101,868 4,082,000 0.80%
40 Curbstone Financial Management Corp 101,100 4,051,000 0.79%
41 EATON VANCE MANAGEMENT 100,530 4,028,000 0.79%
42 Summit Financial Strategies, Inc. 95,004 3,807,000 0.75%
43 MINICHMACGREGOR WEALTH MANAGEMENT, LLC 86,484 3,763,000 0.74%
44 Madden Advisory Services, Inc. 88,484 3,545,000 0.70%
45 Atria Investments, Inc 89,907 3,375,000 0.66%
46 Avior Wealth Management, LLC 82,671 3,313,000 0.65%
47 Buckingham Capital Management, Inc. 82,337 3,299,000 0.65%
48 VALLEY NATIONAL ADVISERS INC 78,244 3,135,000 0.62%
49 Tradewinds Capital Management, LLC 77,722 3,114,000 0.61%
50 ENVESTNET ASSET MANAGEMENT INC 76,844 3,079,000 0.60%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.