| # | % | |||||
|---|---|---|---|---|---|---|
| 651 | EQUINIX INC 3% CB 10/15/2014 - REGISTERED | 50,000 | 94,000 | 0.02% | ||
| 652 | CASCADE BANCORP | 17,950 | 93,000 | 0.02% | ||
| 653 | STILLWATER MNG CO | 64,000 | 93,000 | 0.02% | ||
| 654 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 12,235 | 92,000 | 0.01% | ||
| 655 | CUSHING MLP TOTAL RETURN FUND | 10,360 | 91,000 | 0.01% | ||
| 656 | New Residential Investment Cor | 14,500 | 91,000 | 0.01% | ||
| 657 | MOLINA HEALTHCARE(SR) - CV SR NTS | 64,000 | 91,000 | 0.01% | ||
| 658 | CHART INDS INC SR SB GLBL CV 18 | 64,000 | 89,000 | 0.01% | ||
| 659 | HECLA MNG CO | 25,730 | 88,000 | 0.01% | ||
| 660 | IRIDIUM COMMUNICATIONS INC | 10,250 | 86,000 | 0.01% | ||
| 661 | MFS HIGH INCOME MUN TR | 17,300 | 82,000 | 0.01% | ||
| 662 | KCAP | 70,000 | 80,000 | 0.01% | ||
| 663 | Alcatel Lucent Adr | 22,334 | 79,000 | 0.01% | ||
| 664 | FIELDPOINT PETROLEUM CORP | 14,250 | 78,000 | 0.01% | ||
| 665 | DRAGONWAVE INC | 37,100 | 77,000 | 0.01% | ||
| 666 | SILVERCORP METALS INC | 35,568 | 75,000 | 0.01% | ||
| 667 | MICROVISION INC DEL | 35,950 | 72,000 | 0.01% | ||
| 668 | EAGLE ROCK ENERGY PARTNERS L | 14,272 | 71,000 | 0.01% | ||
| 669 | NOVAVAX INC COM | 15,550 | 71,000 | 0.01% | ||
| 670 | DREYFUS HIGH YIELD STRATEGIE | 16,050 | 69,000 | 0.01% | ||
| 671 | LAM RESEARCH CORP SR NT CV 1.25 18 | 50,000 | 67,000 | 0.01% | ||
| 672 | EXCO RESOURCES INC | 11,086 | 65,000 | 0.01% | ||
| 673 | Teekay Tankers LTD | 15,267 | 65,000 | 0.01% | ||
| 674 | ALASKA COMMUNICATIONS SYS GR | 35,500 | 63,000 | 0.01% | ||
| 675 | ZIX CORP | 16,700 | 57,000 | 0.01% | ||
| 676 | NOVAGOLD RES INC | 12,900 | 54,000 | 0.01% | ||
| 677 | CHESAPEAKE ENERGY CORP | 44,000 | 47,000 | 0.01% | ||
| 678 | TASEKO MINES LTD | 18,800 | 47,000 | 0.01% | ||
| 679 | CTI BIOPHARMA | 16,350 | 45,000 | 0.01% | ||
| 680 | MFS INTERMEDIATE HIGH INC FD | 15,000 | 44,000 | 0.01% | ||
| 681 | HUTCHISON PORT HOLDINGS TRUST | 17,000 | 42,000 | 0.01% | ||
| 682 | BALLARD PWR SYS INC NEW | 10,100 | 41,000 | 0.01% | ||
| 683 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 25,250 | 40,000 | 0.01% | ||
| 684 | CELSION CORPORATION COM PAR | 10,926 | 37,000 | 0.01% | ||
| 685 | BOTTOMLINE TECH DEL INC SR CONV NT1.5 17 | 32,000 | 37,000 | 0.01% | ||
| 686 | Prospect Capital Corp | 32,000 | 33,000 | 0.01% | ||
| 687 | CEMEX SAB DE CV 4 7/8% | 25,000 | 31,000 | 0.01% | ||
| 688 | ON SEMICONDUCTOR CORP | 23,000 | 26,000 | 0.00% | ||
| 689 | MASSEY ENERGY CO *IN DEFAULT* SR NOTE CONV | 25,000 | 25,000 | 0.00% | ||
| 690 | SESA STERLITE 4%14F DUE 10/30/14 SESA STERLITE | 25,000 | 25,000 | 0.00% | ||
| 691 | GOLDEN MINERALS CO | 20,900 | 24,000 | 0.00% | ||
| 692 | BOX SHIPS INCORPORATE | 15,250 | 23,000 | 0.00% | ||
| 693 | Verso Corp | 10,000 | 21,000 | 0.00% | ||
| 694 | * LEXICON PHARMACEUTICALS INC COM | 12,000 | 19,000 | 0.00% | ||
| 695 | PARAMOUNT GOLD & SILVER COR | 14,000 | 13,000 | 0.00% | ||
| 696 | WESTERN COPPER & GOLD CORP | 12,000 | 9,000 | 0.00% | ||
| 697 | HEMISPHERX BIOPHARMA INC | 10,000 | 3,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001427271-14-000003, filed 2014.08.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
