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CUSHING MLP TOTAL RETURN FUND
CUSHING MLP TOTAL RETURN FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 37 Institutional holders with a total value of $52,343,154.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 2,899,309 25,601,000 48.91%
2 AMERICAN INTERNATIONAL GROUP, INC. 519,073 4,583,415 8.76%
3 Independence Trust CO 381,262 3,367,000 6.43%
4 MORGAN STANLEY 357,366 3,156,000 6.03%
5 Invesco Ltd. 283,023 2,499,000 4.77%
6 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 201,215 1,777,000 3.39%
7 ROYAL BANK OF CANADA 198,548 1,753,000 3.35%
8 TCTC Holdings, LLC 159,690 1,410,000 2.69%
9 First Allied Advisory Services, Inc. 158,750 1,406,000 2.69%
10 WFG Advisors, LP 103,661 915,000 1.75%
11 DEUTSCHE BANK AG\ 100,322 885,000 1.69%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 95,160 840,000 1.60%
13 RAYMOND JAMES TRUST N.A. 56,455 498,000 0.95%
14 Cambridge Investment Research Advisors, Inc. 52,681 465,000 0.89%
15 UBS AG 48,996 433,000 0.83%
16 RAYMOND JAMES & ASSOCIATES 42,033 371,000 0.71%
17 Placemark Investments, Inc. 39,208 346,000 0.66%
18 Commonwealth Equity Services, Inc 25,829 228,000 0.44%
19 B. Riley Wealth Advisors, Inc. 47,896 211,672 0.40%
20 D.A. DAVIDSON & CO. 20,000 176,000 0.34%
21 Private Advisor Group, LLC 17,371 153,000 0.29%
22 CUSHING ASSET MANAGEMENT, LP dba NXG INVESTMENT MANAGEMENT 16,623 147,000 0.28%
23 INVESTMENT CENTERS OF AMERICA INC 14,933 132,000 0.25%
24 Janney Montgomery Scott LLC 14,504 128,067 0.24%
25 SUNTRUST BANKS INC 13,520 118,000 0.23%
26 NATIONAL PLANNING CORP 12,600 111,000 0.21%
27 BANK OF AMERICA CORP /DE/ 12,152 107,000 0.20%
28 NEXT Financial Group, Inc 12,150 104,000 0.20%
29 Investors Capital Advisory Services 10,360 91,000 0.17%
30 WELLS FARGO & COMPANY/MN 10,357 91,000 0.17%
31 Crosspoint Capital Strategies, LLC 8,735 76,000 0.15%
32 Evercore Wealth Management, LLC 5,000 44,000 0.08%
33 BROWN BROTHERS HARRIMAN & CO 5,000 44,000 0.08%
34 WESTPORT RESOURCES MANAGEMENT INC 3,500 31,000 0.06%
35 BANK OF MONTREAL /CAN/ 2,000 18,000 0.03%
36 Transamerica Financial Advisors, LLC 1,500 14,000 0.03%
37 US BANCORP \DE\ 1,523 13,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.