| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | HEMISPHERX BIOPHARMA INC | 10,000 | 0 | 0.00% | ||
| 2 | FIELDPOINT PETROLEUM CORP WT EXP 032318 | 25,250 | 0 | 0.00% | ||
| 3 | DRAGONWAVE INC | 14,350 | 1,000 | 0.00% | ||
| 4 | * SANDRIDGE ENERGY INC COM | 11,606 | 2,000 | 0.00% | ||
| 5 | GOLDEN MINERALS CO | 15,990 | 3,000 | 0.00% | ||
| 6 | DENISON MINES CORP | 10,850 | 5,000 | 0.00% | ||
| 7 | FIELDPOINT PETROLEUM CORP | 11,250 | 6,000 | 0.00% | ||
| 8 | TASEKO MINES LTD | 25,600 | 8,000 | 0.00% | ||
| 9 | WHITING USA TR II | 13,028 | 9,000 | 0.00% | ||
| 10 | ROSETTA GENOMICS LTD | 11,000 | 13,000 | 0.00% | ||
| 11 | SYNCHRONOSS TECHNOLOGIES INC | 13,000 | 13,000 | 0.00% | ||
| 12 | HCI GROUP INC | 17,000 | 14,000 | 0.00% | ||
| 13 | EXCO RESOURCES INC | 11,331 | 14,000 | 0.00% | ||
| 14 | PENN WEST PETE LTD NEW | 18,021 | 15,000 | 0.00% | ||
| 15 | TOLL BROS FIN CORP | 16,000 | 15,000 | 0.00% | ||
| 16 | BALLARD PWR SYS INC NEW | 12,600 | 19,000 | 0.00% | ||
| 17 | PARKER DRILLING COMPANY | 10,650 | 19,000 | 0.00% | ||
| 18 | Quantum Fuel Systems Tech Worl | 26,100 | 19,000 | 0.00% | ||
| 19 | 22ND CENTY GROUP INC | 14,000 | 19,000 | 0.00% | ||
| 20 | EMERGENT BIOSOLUTIONS INC NOTE 2.875 1/1 | 18,000 | 24,000 | 0.00% | ||
| 21 | YAMANA GOLD INC | 13,587 | 25,000 | 0.00% | ||
| 22 | ENCORE CAP GROUP INC | 33,000 | 28,000 | 0.01% | ||
| 23 | SIGNAL GENETICS INC | 38,250 | 28,000 | 0.01% | ||
| 24 | ENCORE CAP GROUP INC | 41,000 | 30,000 | 0.01% | ||
| 25 | GS/GOOG | 29,000 | 32,000 | 0.01% | ||
| 26 | OCEAN RIG UDW INC | 19,776 | 32,000 | 0.01% | ||
| 27 | CHESAPEAKE GRANITE WASH TR COM | 11,302 | 34,000 | 0.01% | ||
| 28 | VERSAR INC | 11,201 | 34,000 | 0.01% | ||
| 29 | KB HOME SR CV NT1.375 19 | 41,000 | 36,000 | 0.01% | ||
| 30 | FINISAR CORP | 41,000 | 38,000 | 0.01% | ||
| 31 | PROSPECT CAPITAL CORPORATION | 46,000 | 39,000 | 0.01% | ||
| 32 | ARES CAP CORP | 40,000 | 40,000 | 0.01% | ||
| 33 | Rcs Capital Corp | 138,940 | 41,000 | 0.01% | ||
| 34 | HECLA MNG CO | 22,432 | 42,000 | 0.01% | ||
| 35 | WESTELL TECHNOLOGIES INC | 34,482 | 43,000 | 0.01% | ||
| 36 | ICONIX BRAND GROUP INC 2.5% 06/01/2016 | 50,000 | 44,000 | 0.01% | ||
| 37 | Unwired Planet, Inc. | 54,500 | 47,000 | 0.01% | ||
| 38 | PRECISION DRILLING CORP | 12,416 | 48,000 | 0.01% | ||
| 39 | NEWPARK RES INC SR NT CV 4 17 | 55,000 | 48,000 | 0.01% | ||
| 40 | INDUSTRIAL SVCS AMER INC FLA | 38,800 | 50,000 | 0.01% | ||
| 41 | AAR CORP | 51,000 | 50,000 | 0.01% | ||
| 42 | INTELSAT S A COM | 13,768 | 57,000 | 0.01% | ||
| 43 | FORTUNA SILVER MINES INC | 25,800 | 58,000 | 0.01% | ||
| 44 | VOYA RISK MANAGED NAT RES FD | 10,887 | 59,000 | 0.01% | ||
| 45 | VALE S A | 18,207 | 59,000 | 0.01% | ||
| 46 | * CHINA MING YANG WIND PWR GRO SPONSORED ADR | 25,750 | 59,000 | 0.01% | ||
| 47 | PSIVIDA CORP | 12,750 | 61,000 | 0.01% | ||
| 48 | MFA FINANCIAL INC COM | 10,092 | 66,000 | 0.01% | ||
| 49 | BEASLEY BROADCAST GROUP INC | 19,113 | 68,000 | 0.01% | ||
| 50 | INVESCO SR INCOME TR | 16,990 | 68,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001427271-16-000005, filed 2016.02.08).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
