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VOYA RISK
VOYA RISK. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 42 Institutional holders with a total value of $20,418,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,023,922 5,591,000 27.38%
2 Advisors Asset Management, Inc. 584,855 3,193,000 15.64%
3 Invesco Ltd. 259,376 1,416,000 6.94%
4 WOLVERINE ASSET MANAGEMENT LLC 214,351 1,170,000 5.73%
5 RAYMOND JAMES & ASSOCIATES 203,203 1,109,000 5.43%
6 LPL Financial LLC 176,907 969,000 4.75%
7 GUGGENHEIM CAPITAL LLC 173,312 946,000 4.63%
8 BANK OF AMERICA CORP /DE/ 151,286 826,000 4.05%
9 CORNERSTONE ADVISORS INC 127,230 695,000 3.40%
10 OPERA TRADING CAPITAL 125,262 683,000 3.35%
11 DOLIVER ADVISORS, LP 101,367 553,000 2.71%
12 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 95,829 523,000 2.56%
13 AMERIPRISE FINANCIAL INC 85,635 468,000 2.29%
14 GEODE CAPITAL MANAGEMENT, LLC 54,138 295,000 1.44% PRN
15 SG Americas Securities, LLC 39,917 218,000 1.07%
16 Commonwealth Equity Services, Inc 39,300 215,000 1.05%
17 WELLS FARGO & COMPANY/MN 39,106 214,000 1.05%
18 BOOTHBAY FUND MANAGEMENT, LLC 38,781 212,000 1.04%
19 AMERICAN INTERNATIONAL GROUP, INC. 29,800 163,000 0.80%
20 Weiss Asset Management LP 27,466 150,000 0.73%
21 Cambridge Investment Research Advisors, Inc. 19,319 105,000 0.51%
22 TFS CAPITAL LLC 18,842 103,000 0.50%
23 Neuberger Berman Group LLC 18,500 101,000 0.49%
24 UBS Group AG 18,227 100,000 0.49%
25 ROBLE, BELKO & COMPANY, INC 12,489 68,000 0.33%
26 Squarepoint Ops LLC 11,800 64,000 0.31%
27 Investors Capital Advisory Services 10,887 59,000 0.29%
28 NATIONAL PLANNING CORP 10,713 53,000 0.26%
29 WFG Advisors, LP 7,400 40,000 0.20%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,979 22,000 0.11%
31 ROYAL BANK OF CANADA 3,890 21,000 0.10%
32 Carroll Financial Associates, Inc. 3,000 16,000 0.08%
33 MSI Financial Services Inc 2,543 14,000 0.07%
34 MOSAIC FAMILY WEALTH, LLC 2,000 10,000 0.05%
35 CITIGROUP INC 1,550 8,000 0.04%
36 IFP ADVISORS, INC 1,393 8,000 0.04%
37 WESPAC ADVISORS SOCAL, LLC 1,000 5,000 0.02%
38 DEUTSCHE BANK AG\ 830 4,000 0.02%
39 AUSDAL FINANCIAL PARTNERS, INC. 552 3,000 0.01%
40 Tower Research Capital LLC (TRC) 613 3,000 0.01%
41 ASSETMARK, INC 180 1,000 0.00%
42 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.